Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors might have sustained losses due to securities broker David Victor Janny [CRD: 1272727, Easton, Connecticut], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Janny has worked for Ameriprise Financial Services LLC since July 15, 2022, and previously worked for Morgan Stanley from November 21, 2012, to August 3, 2022. Investors are encouraged to continue reading to discover more about Janny’s client dispute disclosures.
Evidently, on October 23, 2024, an Ameriprise Financial Services client filed FINRA Arbitration No. 24-02292 about David Janny. Mainly, the client alleged that Janny made unsuitable recommendations between July 2022 and October 2023 involving speculative energy-sector and precious-metals stocks. For this reason, the client allegedly sustained damages. Therefore, the client requested $500,000 in compensation from Ameriprise Financial Services or Janny. The disclosure listed the arbitration as pending.
Also, a Morgan Stanley client contested Janny’s sales practices, according to a complaint dated February 12, 2024. Allegedly, Janny engaged in unauthorized trading by placing options trades in the client’s account during 2021 without the client’s permission. It appears that Janny allegedly caused the client to sustain damages. As a result, the client sought $500,000 in compensation from Morgan Stanley or Janny in this matter. Morgan Stanley denied the complaint on March 11, 2024.
Do you need guidance on any investment losses relating to David Janny? Get in touch with Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, our securities lawyers work on a contingency fee basis and advance all costs. Janny and the brokerage firms Janny worked for deny allegations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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