Investors apparently complained about securities broker Jesus Quezada [CRD: 5117930, Alhambra, California], according to public information on FINRA BrokerCheck. Evidently, Quezada has been registered with Alexander Capital L.P. since January 3, 2023, and Alexander Capital Wealth Management LLC since January 4, 2023. Previously, he worked for Crown Capital Securities L.P. from February 27, 2017, to December 31, 2022. Continue reading to learn more about Quezada’s reported disclosures.
Particularly, on August 23, 2024, a Crown Capital Securities L.P. client filed FINRA Arbitration No. 24-01826 about Jesus Quezada. The client alleged that Quezada made unsuitable recommendations, failed to supervise, and made misrepresentations and omissions of material fact related to alternative investments. Because of this, the investor allegedly incurred damages linked to direct investments and real estate securities. Therefore, the client requested $100,000 in compensation from Crown Capital Securities L.P. or Quezada. It appears that this arbitration is pending a resolution.
Specifically, a client of Regulus Advisors disputed Jesus Quezada’s sales practices, according to a complaint. Allegedly, Quezada committed elder abuse involving a life insurance policy. It appears that Quezada caused the client to sustain damages. As a result, Regulus Advisors opted to settle the matter on November 17, 2016, by compensating the client in the amount of $36,000.
Are you concerned regarding investments you made with Jesus Quezada? You can contact Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Quezada and brokerage firms Quezada worked for deny accusations of sales practice violations.
Robert Averwater (CRD 5614514) is a Memphis, Tennessee broker. FINRA fined him $10,000, suspended him from association with any member firm in all capacities for four months, and required him to complete 10 hours of continuing education, according to an AWC issued August 18, 2026.
Qi Yang (CRD 7439718) is a San Francisco, California broker. FINRA suspended him from association with any member firm in all capacities for six months and assessed a deferred fine of $5,000, according to an AWC issued August 10, 2026.
Thomas Jacobs (CRD 4139430) is a Bay City, Michigan broker. FINRA suspended him from association with any member firm in all capacities for two months and assessed a deferred fine of $2,500, according to an AWC issued August 3, 2026.
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