Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
August 18, 2025
JOSHUA A GREEN of CETERA New Port Richey FL

Soreide Law Group, based in Pompano Beach, Florida, has been contacted by investors who were sold structured notes linked to the performance of the Ark Innovation Fund. These investors have alleged this product may have been recommended by JOSHUA A GREEN. JOSHUA AARON GREEN (JOSHUA A GREEN, JOSH GREEN) has been registered both as a […]

August 17, 2025
Cary Urich Linked To United Planners’ Financial Services Client’s Negligence Complaint

Investors apparently complained about securities broker Cary Edward Urich [CRD: 2132001, Greenville, South Carolina], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Urich joined Vanderbilt Securities LLC, Consolidated Portfolio Review Corp, and Vanderbilt Advisory Services, all located in Greenville, South Carolina, in 2024-2025. He previously worked with United Planners’ Financial Services of […]

August 17, 2025
Stephen Kiszlowski The Focus Of Independence Capital Investor’s Unsuitable Advice Complaint

Investors potentially experienced sales practice violations because of securities broker Stephen Chester Kiszlowski (also known as Steve Kiszlowski) [CRD: 2440000, Grosse Pointe Woods, Michigan], according to disclosures on FINRA BrokerCheck. It appears that Kiszlowski worked for Center Street Securities Inc. from October 29, 2018 to March 9, 2023, and for Independence Capital Co. Inc. from […]

August 17, 2025
Allison Terlip Tied To Ameritas Investor Dispute Alleging Unsuitable Annuities

Investors might have sustained losses due to securities broker Allison Jean Terlip [CRD: 5530486, Navarre, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, Terlip worked for Ameritas Investment Company LLC from July 21, 2022 to October 12, 2023; MML Investors Services LLC from August 1, 2019 to May 10, 2022; and […]

August 17, 2025
Donald McFarland Involved In Centaurus Client Dispute About Breach Of Fiduciary Duty

One or more investors possibly experienced losses because of securities broker Donald Ray McFarland (also known as Don McFarland, Donnie McFarland, and Mac McFarland) [CRD: 1206382, Oklahoma City, Oklahoma], according to publicly available information on FINRA BrokerCheck. Notably, Donald McFarland worked for Centaurus Financial, Inc. from October 19, 2004 to December 16, 2021. Read the […]

August 16, 2025
MACK L MILLER of SPARTAN CAPITAL NY

MACK LEON MILLER (MACK L MILLER, MACK MILLER, MARK MILLER) currently a registered representative with SPARTAN CAPITAL SECURITIES, LLC of New York, NY, since 4/27/2017, has been suspended by FINRA for nine months.  The start date is 9/2/2025 and the end date is 6/1/2026.  According to the FINRA report, without admitting or denying FINRA’s findings, […]

August 16, 2025
Hugo Hernandez Terminated For Client Loan, Facing MML Client Dispute About Misappropriation

Investors reportedly complained about securities broker Hugo Hernandez [CRD: 6446187, El Paso, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Hugo Hernandez worked for MML Investors Services LLC from May 9, 2017 to July 31, 2024. Keep reading to find out more about Hernandez’s disclosures, including an investor dispute […]

August 16, 2025
Justin Mundt Linked To Mundt Associates Investors’ Misrepresentation Claims

Investors potentially experienced sales practice violations due to securities broker Justin Duane Mundt [CRD: 5652696, St. Charles, Minnesota], according to disclosures on FINRA BrokerCheck. Evidently, Mundt worked for FBL Marketing Services LLC from April 3, 2009 to December 4, 2020. He joined Mundt and Associates on April 2014, and currently serves as a financial advisor […]

August 16, 2025
Salvatore Bonetti Facing MML Client Dispute Concerning Unsuitable Trading

Investors might have sustained losses because of securities broker Salvatore Bonetti [CRD: 4494241, Westbrook, Maine], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Bonetti joined Cetera Wealth Services LLC and Cetera Investment Advisers LLC on June 30, 2025. Previously, he worked for Insight Folios, Purshe Kaplan Sterling Investments, and MML Investors Services […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved