Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures involving securities broker Brent Christopher Fuchs [CRD: 4269916, Preston, Maryland]. Fuchs has worked for Lincoln Financial Advisors Corporation (now Osaic FA Inc.) as a securities broker since November 14, 2000, and as a financial advisor since January 22, 2001. His employment history includes client disputes, with one […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Brandon Larsen [CRD: 6192239, Green Bay, Wisconsin]. Evidently, Larsen worked for Thrivent Investment Management Inc. from October 3, 2013, to January 22, 2024, before joining Equity Services Inc. on February 21, 2024. Larsen’s disclosures include allegations of unauthorized trading and failure to disclose outside […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker / financial advisor Bradley William Werner [CRD: 2329211, Porter, Indiana]. Evidently, Bradley Werner worked as financial advisor for Securities America Advisors Inc. from October 19, 2017, to December 21, 2023. He also worked as securities broker for Securities America Inc. during the same period. […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Andrew Scheier [CRD: 2820778, New York, New York]. Evidently, Scheier has worked for Stifel Nicolaus Company Incorporated as a securities broker since August 21, 2007, and as a financial advisor since November 24, 2021. Recently, Scheier faced client disputes regarding his recommendations and strategies. […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Andrew Melikidse [CRD: 2353534, Studio City, California]. Melikidse worked for Osaic Wealth Inc. from September 1, 2023, to December 12, 2023, before his resignation. Prior to this, he worked for WM Financial Services Inc. and SagePoint Financial Inc. Below, investors can learn more about […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Ali Barry Mahlooji [CRD: 4830105, Jersey City, New Jersey]. Mahlooji joined PHX Financial Inc. in New York, New York, on December 16, 2019. Previously, he worked for National Securities Corporation in Jersey City, New Jersey, from November 20, 2012, to December 17, 2019. Investors […]

JOSE A NAVARRO (JOSE ANTONIO NAVARRO, TONY NAVARRO), was listed with INDEPENDENT FINANCIAL, LLC, of Los Angeles, California, from 12/07/2017 - 08/15/2023. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSE A NAVARRO, has been in the securities industry for 31 years and was listed with 6 firms.  Navarro has 2 disclosures […]

On September 9, 2024, SPENCER HUGGETT (SPENCER REED HUGGETT) was fined $5,000.00 and suspended for two months (10/7/2024 - 12/6/2024) by FINRA.  Huggett is currently registered both as a broker and investment advisor with CETERA ADVISOR NETWORKS LLC, of Webster, South Dakota, since 2022.  He was previously registered with LPL FINANCIAL LLC, of Webster, South […]

If you invested in American Healthcare REIT Inc. (NYSE: AHR), it’s essential to be aware of recent developments that may affect your investment. Below, Soreide Law Group provides a summary of the investment, potential concerns for investors, and how a securities attorney can assist you in recovering losses. American Healthcare REIT, a healthcare-focused real estate […]