Investors potentially incurred losses because of securities broker Frederick V. Sellers (also known as Fred Sellers) [CRD: 2855868, Columbia, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sellers worked for Edward Jones in Columbia, South Carolina, as a securities broker since March 26, 1997, and as a financial advisor since February […]

Investors apparently complained about securities broker Meen Ho Rhu [CRD: 2233178, Englewood Cliffs, New Jersey], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rhu worked for Equitable Advisors LLC from May 28, 1992, to the present as a securities broker and from July 30, 2002, to the present as a financial advisor. […]

FINRA sanctioned securities broker Jay Deron Zornes [CRD: 4124536, Ironton, Ohio], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jay Zornes worked for Cambridge Investment Research Inc. from March 5, 2014, to May 19, 2025. See below to learn more about the disclosures involving Jay Zornes. FINRA Sanctioned Zornes For Noncompliance With Investigation […]

Investors have reportedly disputed the sales practices of securities broker Patrick James Gorand [CRD: 5559541, Winnetka, Illinois], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gorand worked for J.P. Morgan Securities LLC from December 2, 2014, to the present as a securities broker and from April 26, 2023, to the […]

Investors potentially experienced sales practice violations by securities broker Christ Mavrakos (also known as Christ Mavrakakos, Chris Mavrakos, Christopher Mavrakos, and Chris Mavrokos) [CRD: 1793086, Safety Harbor, Florida], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mavrakos worked for LPL Financial LLC from November 26, 2012, to the present, and MFP Financial […]

Investors might have suffered losses due to securities broker N. David Hoover (also known as Dave Hoover) [CRD: 1722534, Moraga, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Hoover worked for Stifel Nicolaus from May 28, 2014, to the present. Investors are encouraged to continue reading to discover more about […]

Investors apparently complained about securities broker Peter Thomas Lawrence [CRD: 2695687, Hauppauge, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lawrence worked for American Portfolios Financial Services Inc. from January 8, 2019, to November 21, 2023. Read on to learn more about disclosures involving Lawrence and allegations concerning […]

Investors have reportedly disputed the sales practices of securities broker Kyle Lindner [CRD: 5421697, Katy, Texas], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kyle Lindner worked for State Farm VP Management Corp. from January 9, 2008, to November 8, 2024. Investors are encouraged to continue reading to discover more about the […]

Investors potentially experienced sales practice violations by securities broker David Nathan Cohen [CRD: 5083883, Yonkers, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Cohen worked for Cetera Investment Services LLC from June 20, 2019, to December 10, 2025. Keep reading to find out more about the disclosures involving Cohen. […]