Investors potentially incurred losses because of securities broker Steven Foreman Kahn [CRD: 1001362, Chicago, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kahn has been registered with American Trust Investment Services Inc. since May 8, 2014. See the following information to discover more about this broker’s disclosures and related client […]

Investors apparently complained about securities broker Chad Anthony Noble [CRD: 4774817, The Villages, Florida], according to disclosures on FINRA BrokerCheck. Evidently, Noble worked for Ameriprise Financial Services LLC from August 15, 2018, to July 24, 2025. Read below for details about the disclosures concerning Noble. FSC Securities Corporation Investor Accused Noble Of Unsuitable Recommendations Evidently, […]

Investors have reportedly disputed the sales practices of securities broker Marc Michael Miller [CRD: 1133692, Tiburon, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Miller has been registered with Wedbush Securities Inc. since August 16, 2021, serving as both a broker and investment adviser. Read on to learn more about […]

Soreide Law Group has been contacted by former customers of EDWARD ERIC FERNANDEZ (EDWARD E FERNANDEZ) who purchased DSTs. Fernandez is currently a broker with CAPULENT LLC of Irvine, California since October of 2017. In addition to the DSTs listed below the DSTs that were also brought to our attention are, Pheonix SFR, and Hayworth Tanglewood. […]

Investors possibly experienced sales practice violations by securities broker William Randall Moening (also known as Randy Moening) [CRD: 3029155, Austin, Texas], according to publicly available information on FINRA BrokerCheck. Evidently, Moening worked for RBC Capital Markets LLC from January 29, 2024, to April 9, 2025. Keep reading to find out more about the securities broker’s […]

Investors might have sustained losses because of securities broker Reynold Wayne Neufeld (also known as Rey Neufeld) [CRD: 827427, Indio, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Neufeld worked for Centaurus Financial Inc. from May 16, 2008, to July 9, 2021. See the following summary for details about Neufeld’s […]

Investors apparently complained about securities broker Walter Vincent Nelson (also known as Vince Nelson) [CRD: 2275929, Overland Park, Kansas], according to disclosures on FINRA BrokerCheck. Evidently, Walter Nelson worked for Arete Wealth Management LLC in Chicago, Illinois, and Arete Wealth Advisors LLC in Rockwall, Texas, from July 17, 2020, to May 1, 2025. He is […]

Investors have reportedly disputed the sales practices of securities broker David Ray Loesch [CRD: 2380024, Katy, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Loesch has been registered with NewEdge Securities LLC since July 7, 2017. Read on to learn more about the disclosures concerning Loesch’s conduct and the […]

Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: WESTPARK CAPITAL, INC., and their former registered representative, DAVID BERNARD LEVINSON (DAVID B LEVINSON) (Respondents). The Claimant is retired and living in Los Angeles, California. On or about November of 2019, as the Claimant was nearing retirement, he liquidated a […]