Investors potentially incurred losses because of securities broker Mark Robert Brosa [CRD: 5481188, Lawrence, Kansas], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mark Brosa worked for Ameriprise Financial Services LLC from April 17, 2020, to March 22, 2024. Keep reading to learn more about the disclosures involving Mark Brosa. FINRA Sanctioned […]

Investors apparently complained about securities broker Daniel Theodore Wilson [CRD: 2858765, Mystic, Connecticut], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Daniel Wilson worked for Ameriprise Financial Services LLC from April 8, 1997, to the present as a broker, and since May 26, 2011, as a financial advisor. Read on […]

Investors apparently complained about securities broker Richard Timothy Kersting Jr. [CRD: 1835418, Naples, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kersting worked for Ameriprise Financial Services LLC from October 20, 2021, to the present, and previously for Bruderman Asset Management LLC and Bruderman Brothers LLC from March 18, 2015, […]

Investors potentially incurred losses because of securities broker Cedric Percell Powell [CRD: 3249130, Tampa, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Powell worked for Ameriprise Financial Services LLC from June 24, 2021, to June 10, 2025. Investors should review the information below to discover more about Powell’s disclosures. Ameriprise […]

Investors might have sustained losses due to securities broker Eric Todd Bilitz [CRD: 2214828, Indianapolis, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Bilitz worked for Ameriprise Financial Services LLC from January 12, 2001, to July 22, 2024, and later became registered with Vanderbilt Securities LLC on August 13, […]

Investors potentially experienced sales practice violations by securities broker Jason James Nardella (also known as Jay Nardella) [CRD: 2931678, Naples, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Nardella has been registered with Ameriprise Financial Services LLC from October 8, 1997, to the present in his broker […]

Investors apparently complained about securities broker Steven Michael Brundage (also known as Steve Brundage) [CRD: 2597779, Las Vegas, Nevada], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Brundage worked for Ameriprise Financial Services LLC beginning on October 4, 1996, as a broker and March 9, 2001, as an investment […]

Investors apparently complained about securities broker Patrick Wayne Norris [CRD: 5119082, Vero Beach, Florida], according to disclosures found on FINRA BrokerCheck. Evidently, Norris has worked for Fidelity Brokerage Services LLC since March 27, 2024, and Strategic Advisers LLC since March 31, 2025. His prior employment includes Fidelity Personal and Workplace Advisors from April 23, 2024, […]

Investors potentially experienced sales practice violations due to securities broker Edmund Michael Iannelli [CRD: 2052704, Saddle Brook, New Jersey], according to publicly available information on FINRA BrokerCheck. Evidently, Edmund Iannelli has been registered with Ameriprise Financial Services LLC since November 8, 2019, and previously worked with Morgan Stanley in Paramus, New Jersey, from June 1, […]