Investors potentially experienced sales practice violations by securities broker Timothy Darragh [CRD: 1897635, Chicago, Illinois], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Timothy Darragh has worked for Stifel Nicolaus since February 25, 2016. Investors can see below to find out more about the disclosures involving this securities broker. Stifel Nicolaus Investor […]

Investors apparently complained about securities broker Scott Edward Oliphant [CRD: 4551455, Columbus, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Oliphant worked for CFD Investments Inc. from November 14, 2005, to December 19, 2019, Creative Financial Designs Inc. from October 22, 2019, to December 19, 2019, Cetera Advisors LLC from […]

Investors potentially incurred losses because of securities broker Donald Edward Wallace [CRD: 1471984, Fort Lauderdale, Florida], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wallace worked for D.H. Hill Securities, LLLP from May 16, 2017, to October 5, 2023. Investors should continue reading to learn more about Wallace’s client dispute disclosures. […]

Investors might have sustained losses due to securities broker Jade Eagles [CRD: 5939276, Los Angeles, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eagles worked for TIAA-CREF Individual Institutional Services LLC from October 12, 2016, to November 13, 2020, and later became associated with The Wealthgarden F.S. LLC beginning January 1, […]

Investors have reportedly disputed the sales practices of securities broker Trawnegan Gall [CRD: 6266415, Richmond, Virginia], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gall worked for Sandlapper Securities LLC from November 20, 2013, to March 22, 2019, Cabot Lodge Securities LLC from March 21, 2019, to November 1, 2019, and […]

Investors potentially incurred losses because of securities broker Ryan Jonathan Sherer [CRD: 5952617, Reno, Nevada], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ryan Sherer has been registered with Emerson Equity LLC since April 15, 2019, where he has worked as both a broker and an investment adviser. Investors can see below […]

Investors potentially experienced sales practice violations by securities broker Jason Anthony Russo [CRD: 2588652, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jason Russo worked for Laidlaw Company beginning on July 16, 2004, and remains registered with the firm. Investors should continue reading to discover more about the disclosures […]

Investors potentially incurred losses because of securities broker David Brien Perkins [CRD: 1824251, Raleigh, North Carolina], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Perkins has been registered with Hatteras Capital Distributors LLC since June 20, 2007, and with Hatteras Investment Partners LP since January 5, 2018. Investors should keep reading […]

Investors potentially experienced sales practice violations by securities broker Jason Bryce Vanclef [CRD: 5096529, Los Angeles, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jason Vanclef worked for Westpark Capital Inc. from October 9, 2017, to January 27, 2020, and later associated with Delta Investment Management LLC from November 26, 2018, to […]