Investors might have sustained losses due to financial advisor / securities broker Michael Jay Shatsky (also known as Mike Shatsky) [CRD: 2430683, Boca Raton, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Shatsky joined Sky Alpha Asset Advisors LLC as a financial advisor in 2018. He worked at Oppenheimer Co. […]

Investors complained about securities broker Marc Edmond Haggar [CRD: 4146965, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marc Haggar has worked for UBS Financial Services Inc. since December 6, 2011. The following information is an overview of the securities broker’s disclosures. UBS Financial Services Investor Accused Haggar Of Failure […]

Investors complained about securities broker Joseph Robert Eades Jr. (also known as Rob Eades and Robbie Eades) [CRD: 2357818, Easley, South Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joseph Eades has worked for Capital Investment Group Inc. since January 30, 2004, and with Capital Investment Advisory Services LLC since January […]

Investors possibly experienced losses because of securities broker Donna Maria Seymour (also known as Donna Maria Pastorik) [CRD: 1714302, Winter Haven, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Donna Seymour has worked for Centaurus Financial Inc. since July 27, 2016, and for Ingram Advisory Services LLC since September 15, 2009, […]

Investors complained about securities broker Chuck A. Roberts [CRD: 2064602, Miami Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Chuck Roberts has worked for Stifel Nicolaus Company Inc. since March 1, 2016, as both a financial advisor and securities broker. Below, investors can find a summary about Roberts’ disclosures and […]

Investors allegedly experienced losses because of securities broker / financial advisor Alan Jeffrey Cohen [CRD: 1465867, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Alan Cohen worked for UBS Financial Services Inc. from January 12, 2007, to September 10, 2021, before joining Stifel Nicolaus Company Incorporated on September […]

Investors potentially sustained damages through securities broker Patrick Michael Mendenhall [CRD: 1068809, Houston, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mendenhall worked for USCA Securities LLC from April 20, 2010, and U.S. Capital Wealth Advisors LLC from June 30, 2021. Here’s an overview of the securities broker’s disclosures. USCA Securities […]

Investors possibly experienced losses because of securities broker Joseph Farrell Beam [CRD: 5407778, Flat Rock, North Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joseph Beam worked for Capital Investment Group Inc. from August 20, 2013, to June 5, 2023. Below, you’ll find a summary of the securities broker’s disclosures. Capital […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Guy Gregory Clemente [CRD: 1222597, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Clemente worked for several firms, including Andrew Garrett Inc. from February 27, 2007, to January 2, 2024, and Aegis […]