FINRA barred securities broker Bertram Brasher Unger (also known as Bill Unger) [CRD: 2334575, Jupiter, Florida], and investors complained about him, based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Unger worked for Edward Jones from April 22, 2019, to June 29, 2022. Investors are encouraged to continue reading to find out […]

Investors apparently complained about securities broker Ejiro Ode Okuma (also known as EJ Okuma) [CRD: 5774832, Atlanta, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Okuma worked for Edward Jones from May 7, 2010, to May 8, 2023, and later for Equitable Advisors LLC from May 5, 2023, to June 20, 2025. […]

Investors potentially incurred losses because of securities broker Pamela Nisbet McWhorter (also known as Pam McWhorter, Pamela McWhorter-Libby, and Pamela Hurley) [CRD: 1137851, Smithfield, Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McWhorter worked for Edward Jones from February 1, 2018, to April 1, 2024, and later registered with Newbridge Securities Corporation […]

Investors have reportedly disputed the sales practices of securities broker John Charles Wilson II [CRD: 5974073, York, South Carolina], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Wilson worked for Edward Jones from October 21, 2011, to September 22, 2025. Keep reading to find out more about the […]

Investors have reportedly disputed the sales practices of securities broker Alexis Leon Aldaz (also known as Alex Aldaz) [CRD: 3058560, Bonita, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Aldaz worked for Edward Jones from February 28, 2020, to September 24, 2025. Read on for details about the disclosures […]

FINRA barred securities broker Emma Marie McAuley [CRD: 7178199, Auburn, Washington], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McAuley worked for Edward Jones from November 4, 2019, to March 19, 2024. Keep reading to learn more about McAuley’s disclosures. FINRA Sanctioned McAuley For Failure To Respond Notably, on January 21, 2025, […]

Investors potentially experienced sales practice violations due to securities broker Zwi Anthony Pechthalt (also known as Tony Pechthalt) [CRD: 2422846, Bellingham, Washington], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Pechthalt has been registered with Edward Jones since January 26, 1994, as a broker and since October 22, 2004, as an investment […]

Investors potentially experienced sales practice violations due to securities broker David Allen Merrick [CRD: 1542660, The Villages, Florida], according to publicly available information on FINRA BrokerCheck. Evidently, Merrick has worked for Edward Jones since March 9, 2016, as a broker and since May 23, 2016, as an investment adviser. Read on to learn more about […]

FINRA barred securities broker Jennifer Lynn Nelson (also known as Jennifer Lynn Villers) [CRD: 7096757, Claremont, New Hampshire], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Nelson worked for Edward Jones from June 8, 2019 to June 13, 2024. Read the following sections to learn more about the disclosures concerning Jennifer […]