Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
June 29, 2026
Gregory Erekson Connected To Edward Jones Investor Complaint Concerning Unsuitable Advice

Investors might have sustained losses due to securities broker Gregory Rock Erekson [CRD: 5168632, St. Louis, Missouri], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Erekson has been associated with Edward Jones in St. Louis, Missouri, serving as a securities broker since August 31, 2006, and as a financial advisor since March […]

June 22, 2026
Joshua Rushing Involved In Edward Jones Investor Complaint Concerning Unauthorized Trading

Investors may have suffered financial harm by securities broker Joshua Keith Rushing (also known as Josh Keith Rushing) [CRD: 6399994, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joshua Rushing worked for Cetera Advisors LLC from December 1, 2023, to June 9, 2025, and previously worked for Edward Jones from November […]

June 14, 2026
Joshua Belcher Of Edward Jones Discharged For Violating Policy On Client Funds

Investors may have suffered financial losses related to securities broker Joshua Roy Belcher [CRD: 6106238, Wichita, Kansas], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Belcher was affiliated with Edward Jones from September 27, 2012, through May 13, 2026. Continue reading to find out more about the disclosures involving Belcher and […]

June 3, 2026
Thaddeus Eubanks Terminated By Edward Jones For Unauthorized Activities

Investors apparently complained about securities broker Thaddeus Michael Eubanks [CRD: 5888014, Yuba City, California], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. FINRA BrokerCheck reflects that Eubanks was registered with Edward Jones in Yuba City, California for more than a decade before his association with the firm ended in 2026. Keep reading […]

May 28, 2026
Frederick Sellers Tied To Edward Jones Investor Arbitration Claim About Variable Annuity Advice

Investors potentially incurred losses because of securities broker Frederick V. Sellers (also known as Fred Sellers) [CRD: 2855868, Columbia, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sellers worked for Edward Jones in Columbia, South Carolina, as a securities broker since March 26, 1997, and as a financial advisor since February […]

March 19, 2026
Victor Rodriguez Linked To Edward Jones Investor Dispute About Unsuitable Advice

Investors apparently complained about securities broker Victor Michael Rodriguez [CRD: 2900010, Estero, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rodriguez was registered with Merrill Lynch from July 2, 2021, through April 19, 2023, before joining Edward Jones on April 20, 2023. Continue reading to learn more about disclosures involving Rodriguez. Edward […]

March 17, 2026
Thomas Watts Involved In Edward Jones Investor Dispute About Unsuitable Advice

Investors have reportedly disputed the sales practices of securities broker Thomas Evans Watts Jr. (also known as Thomas Evan Watts Jr. and Tombo Watts) [CRD: 2315483, El Dorado, Arkansas], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Watts worked for Edward Jones from April 6, 1993, to October 18, 2024, and […]

March 14, 2026
Aaron Davis Connected To Edward Jones Investor Dispute About Mishandled Stock

Investors apparently complained about securities broker Aaron Joel Davis [CRD: 4746025, Frisco, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Davis worked for Edward Jones beginning on March 9, 2004, as a securities broker and beginning on March 5, 2007, as a financial advisor. Read on to discover more about […]

February 19, 2026
Winston Felix Of Edward Jones Faced Regulatory Complaint About Alleged Unsuitable Advice

A Washington regulator brought a complaint against securities broker Winston Lawrence Felix [CRD: 7183135, Seattle, Washington], and investors complained about him, according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Felix worked for Edward Jones from January 1, 2020, to February 24, 2025. Investors are encouraged to continue reading to find out […]

1 2 3 5
Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved