Investors potentially sustained damages through securities broker Ricki Jay Silverman [CRD: 1219439, Fort Lauderdale, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Silverman worked for Morgan Stanley from October 20, 2011, to July 8, 2022. Below, you’ll find a summary of the securities broker’s disclosures. Morgan Stanley Investor Accused Silverman Of […]

Investors might have sustained losses due to securities broker Richard Benn McFarland Jr. [CRD: 1080626, Wyomissing, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Richard McFarland worked for Independent Financial Group LLC from July 15, 2022, to January 3, 2023, and for NPB Financial Group LLC from May 17, 2006, to […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Marc David Drew [CRD: 4659088, Salt Lake City, Utah], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marc Drew joined Equitable Advisors LLC on April 9, 2012. Here’s an overview of the securities broker’s disclosures. […]

Investors possibly experienced losses because of securities broker Kultar Singh Bindra (also known as Sid Bindra) [CRD: 6147537, Tampa, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kultar Bindra joined Truist Investment Services Inc. on February 17, 2021, and Truist Advisory Services Inc. on February 17, 2021. Below, you’ll find a […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joshua Leon Jenkins [CRD: 6061301, Mechanicsburg, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joshua Jenkins worked for Northwestern Mutual Investment Services LLC from January 28, 2013, to December 20, 2023. Keep reading to […]

Investors might have sustained losses due to securities broker Christopher Steven Coffey [CRD: 6850994, Johnson City, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Christopher Coffey worked for Allstate Financial Services LLC from November 25, 2019, to December 15, 2023, and for NYLIFE Securities LLC from April 10, 2018, to December […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Ronnie Lynn Cochran [CRD: 2104444, Lincoln, Nebraska], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ronnie Cochran joined NYLIFE Securities LLC in April 1999. Read below for additional information about Ronnie Cochran’s disclosures. NYLIFE Securities […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Ronald Luther Bucher [CRD: 1804910, Fort Myers, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ronald Bucher worked for San Blas Securities LLC from August 23, 2023, to August 31, 2023; Pinnacle Investments LLC […]

Investors might have sustained losses due to Michael Perron Shoemaker [CRD: 5836113, Atlanta, Georgia]. Evidently, Michael Shoemaker joined Bankers Life Securities Inc. on May 26, 2016. Below, readers can learn more about the disclosures surrounding Shoemaker's conduct and the implications for those affected. Bankers Life Securities Inc. Investor Accused Shoemaker Of Unsuitable Recommendations Particularly, on […]