Investors might have sustained losses due to securities broker Seth Andrew Nannini [CRD: 4406510, Boone, North Carolina], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Nannini has been registered with Capital Investment Group Inc. since December 8, 2006, and previously served as a registered investment adviser. Read below for details […]

Investors have reportedly disputed the sales practices of securities broker Joseph Anthony Amato [CRD: 2751635, Red Bank, New Jersey], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Amato has been registered with Alexander Capital L.P. since January 2, 2013, and with Alexander Capital Wealth Management LLC since April 18, 2021. Keep […]

Investors potentially experienced sales practice violations because of securities broker Joe Carroll Doggett [CRD: 1033987, Columbus, Indiana], based on publicly available information on FINRA BrokerCheck. Evidently, Joe Doggett has been registered with Money Concepts Capital Corp since July 21, 2022, and Money Concepts Advisory Service since August 4, 2022. Previously, he worked with Grove Point […]

Investors potentially incurred losses because of securities broker Matthew Thomas Stratman [CRD: 5834026, Westlake Village, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Stratman worked for Western International Securities Inc. from September 27, 2017, to December 31, 2023. Keep reading for details about Stratman’s disclosures. Western International Securities Investor […]

Investors apparently complained about securities broker Fariba Zehtabian Madison [CRD: 1178259, Los Alamitos, California], based on publicly available information FINRA BrokerCheck. Evidently, Madison has been registered with Vanderbilt Securities LLC since June 4, 2025, and with Vanderbilt Advisory Services since June 6, 2025. Previously, she was associated with Western International Securities Inc. from November 19, […]

Investors reportedly complained about securities broker Rocco Gerard Guidicipietro (also known as Rocco Peters) [CRD: 2489732, Red Bank, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Guidicipietro has been registered with Alexander Capital L.P. since February 17, 2012. Keep reading to learn more about Guidicipietro’s disclosures and the disputes connected […]

Investors might have sustained losses due to securities broker Elaine Marie Zito [CRD: 2849238, Scottsdale, Arizona], according to disclosures on FINRA BrokerCheck. Evidently, Zito worked for Newbridge Securities Corporation from November 28, 2016, to November 1, 2019. Read on to discover more about the disclosures involving Zito. Newbridge Securities Corporation Investor Accused Zito Of Breach […]

Investors potentially experienced sales practice violations due to securities broker Timothy Eugene Brown (also known as Tim Brown) [CRD: 1663519, Winneconne, Wisconsin], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brown worked for Emerson Equity LLC in Encinitas, California, from August 31, 2016, to July 1, 2024, and is currently registered […]

Investors reportedly complained about securities broker Robert Edward Ainbinder Jr. [CRD: 2389470, Boca Raton, Florida], based on disclosures on FINRA BrokerCheck. Evidently, Ainbinder worked for WestPark Capital Inc. from November 4, 2022, to January 11, 2023; Univest Securities LLC from June 22, 2020, to January 25, 2021; and WestPark Capital Inc. again from November 6, […]