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February 17, 2024
Alfred Vanderlaan In Westpark Capital Clients’ Unsuitable Advice Complaints

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Alfred Sietze Vanderlaan (also known as Al Vanderlaan) [CRD: 1172406, Watertown, South Dakota]. Vanderlaan has a history of employment with firms like Westpark Capital Inc. from May 20, 2019, to June 2, 2022, and Sandlapper Securities LLC […]

February 16, 2024
Phillip Attebery Involved In Creative Planning Client Disputes

Investors allegedly incurred losses due to financial advisor Phillip Attebery (also known as Phillip Attebery) [CRD: 4247195, Redmond, Oregon], based on information from SEC’s Investment Adviser Public Disclosure. Attebery has worked for Creative Planning in Redmond, Oregon, since June 1, 2016. To understand the nature of these disputes and allegations more clearly, continue reading. Creative […]

February 4, 2024
Emerson Equity Clients Dispute Robert Melberth

Soreide Law Group is addressing the concerns of individuals who may have experienced financial losses due to the conduct of Robert Wyla Melberth [CRD: 4775230, Sarasota, Florida]. Melberth, previously associated with Emerson Equity LLC from July 22, 2020, to April 10, 2023, has been involved in several investor disputes during his time in the securities […]

January 26, 2024
Newbridge, Morgan Stanley Investors Dispute Ivan Gefen

Soreide Law Group is currently investigating claims on behalf of investors who might have suffered losses due to Ivan Gefen [CRD: 1229418], a broker and investment adviser in Boca Raton, Florida. Gefen has been associated with Newbridge Securities Corporation and Newbridge Financial Services Group Inc since April 2016. Below, investors will find crucial disclosures related […]

January 19, 2024
Eric Kleiner Involved In Morgan Stanley Investor Dispute

FINRA BrokerCheck shows that investors have potentially suffered losses due to Eric Brian Kleiner [CRD#: 4135180, New York, NY]. Since September 9, 2016, Kleiner has been affiliated with Morgan Stanley. However, his professional history also includes positions at Wells Fargo Advisors LLC and Wachovia Securities LLC. This article highlights some of the investor disputes disclosed […]

November 24, 2023
Ameriprise Clients Complain About Broker Peter Nett

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of securities broker and financial advisor, Peter Dieter Nett (also known as P.D. Nett) [CRD: 4506990, The Woodlands, Texas]. Evidently, he has worked with Hilltop Securities Inc. since September 23, 2022. He […]

November 18, 2023
Nationwide Clients Complain About Jose Padilla

Soreide Law Group is actively investigating potential claims on behalf of investors who may have suffered losses with securities broker Jose Manuel Candelario Padilla [CRD#: 4847560, Puerto Rico]. Evidently, Padilla worked for Nationwide Planning Associates Inc. from 2016 to September 2023. Allegations against Padilla, as reported in various FINRA Arbitrations, include breaches of fiduciary duty […]

November 11, 2023
Cabot Lodge Investors Complain About Broker David Arlein

Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses due to the actions of previously registered broker David Leslie Arlein (CRD#: 7145, Boca Raton, Florida). Known to have been affiliated with Cabot Lodge Securities LLC from March 12, 2014, to October 26, 2022, Arlein has been implicated in […]

August 17, 2023
Brandon Leon Discloses Allegations Of Unsuitable Recommendations

Investors have come forward with complaints about Brandon Leon [CRD: 5200595, New York, New York]. Notably, the securities broker, who worked for National Securities Corporation, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Leon, which include alleged unsuitable recommendations, see below. The broker denies the claims. Leon […]

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