Investors might have sustained losses because of securities broker Michael Scott Barrows [CRD: 2933260, Irvine, California], according to disclosures on FINRA BrokerCheck. Evidently, Barrows joined M Stevens Securities LLC and M Stevens Wealth Advisors LLC, both located in Irvine, CA, on June 9, 2023, and April 4, 2018, respectively. He previously worked for Kingswood Capital […]

Soreide Law Group is investigating potential investor claims of sales practice violations due to John Sebastion Cangialosi Jr. [CRD: 3273830, New York, New York], given the disclosures on FINRA BrokerCheck. Evidently, Cangialosi worked for SW Financial from December 10, 2019, to August 16, 2022, and for Worden Capital Management LLC from November 4, 2016, to […]

Investors might have sustained losses because of securities broker John Gerard Forrester Jr. [CRD: 728188, Boca Raton, Florida], according to disclosures on FINRA BrokerCheck. Evidently, John Forrester worked for Newbridge Securities Corporation and Wasserman Associates Inc. Keep reading to learn more about John Forrester's disclosures. Newbridge Securities Corporation Investor Accused Forrester Of Breach Of Fiduciary […]

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through securities broker William Savary [CRD: 1069141, Gig Harbor, Washington]. Evidently, Savary joined Abraham Securities Corporation on August 12, 2021. He previously worked for Spencer-Winston Securities Corporation from October 3, 2019, to July 23, 2020. Keep reading to learn […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Randall Leigh Raymond (also known as Randy Raymond) [CRD: 1041994, Lincoln, Nebraska]. Particularly, Raymond worked for SagePoint Financial Inc. from July 8, 2011, to September 1, 2023. Keep reading to learn more about the disclosures involving Randall […]

Some investors have potentially experienced damages because of securities broker Michael Harvey Hamilton [CRD: 2263524, Leawood, Kansas], according to investor dispute disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hamilton has worked for UBS Financial Services Inc. since April 25, 2008. Continue reading to learn more about Hamilton's disclosures. UBS Financial Services Inc. […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Scott Jason Lee [CRD: 4409541, Cold Spring, Minnesota]. Lee was previously registered with Ausdal Financial Partners Inc. from April 1, 2019, to June 22, 2021, and Moloney Securities Co. Inc. from April 5, 2016, to April 2, […]

Investors may have experienced damages due to the actions of securities broker Andrew William Miles [CRD: 5986774, Winter Park, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Miles was previously registered as a financial advisor and securities broker, with his most recent registration at Green Vista Capital LLC from July 18, […]

Soreide Law Group is investigating possible investor claims on behalf of those who incurred losses through securities broker Charles Raymond Weldon [CRD: 1030659, Boca Raton, Florida]. Evidently, Weldon has worked for Independent Financial Group LLC in Boca Raton, FL since March 30, 2022, as a securities broker, and since April 6, 2022, as a financial […]