According to FINRA’s BrokerCheck, available to the public on FINRA’s website, PETER BRIAN ROBERTSON is currently with OSAIC WEALTH INC of Irvine, California.  Robertson registered as a broker with OSAIC WEALTH INC, June 1, 1998, and as an investment advisor on December 19, 1997. PETER BRIAN ROBERTSON, according to FINRA’s BrokerCheck, has been in the […]

Soreide Law Group is currently investigating potential claims made by investors who have contacted us alleging that WILLIAM COLIN SEIBERT, currently a broker and investment advisor with RAYMOND JAMES & ASSOCIATES, INC. in Louisiana, allegedly recommended they purchase large concentrations of the high-risk oil and gas stocks, Linn Energy and Memorial Production Partners LP (MEMP). […]

Did your broker/dealer or financial advisor recommend FS Energy and Power Fund (FSEP)?  Several investors have contacted Soreide Law Group after having experienced financial losses due to their investment in FSEP. FS Energy and Power Fund, according to Bloomberg, operates as a closed-end management investment company. FSEP focuses on investment in debt and equity securities. […]

Did you suffer stock losses due to your broker recommending Diamond Offshore Drilling Inc.(DO)?  Diamond Offshore Drilling Inc. on Sunday, April 26, 2020, filed for bankruptcy as they struggled with the collapse in crude oil prices along with lower energy demand. Today DO is trading at approximately, 0.9384.  The 52-week range is 0.6700 – 10.7600. […]

Soreide Law Group has been contacted by several investors who have suffered devastating losses as a result of their broker/dealer or financial advisors recommending investing in the private placements offered by the oil and gas company: PENNECO DRILLING ASSOCIATES According to PENNECO DRILLING ASSOCIATES’ website, PENNECO is an oil and gas exploration company that was […]

Soreide Law Group has been contacted by investors who purchased the following stock through their stock brokers/financial advisors at Securities America Inc or other brokerages:  Ferrellgas Partners, L.P. (NYSE: FGP) Ferrellgas Partners, L.P. (FGP), through its operating partnership, and subsidiaries, serves propane customers in all 50 states, the District of Columbia, and Puerto Rico, and […]

Aclient of CRAIG DONALDSON HODGES (CRD#: 1714289) received an award granted by a FINRA arbitration panel (Arbitration No.17-02401) against Craig Hodges, Hodges' brokerage firm, Hodges Capital Management, and his investment advisory firm, First Dallas Securities.  According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, the client alleged: BREACH OF FIDUCIARY DUTY, BREACH […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: UBS FINANCIAL SERVICES, INC. (Respondent) The Claimants are a retired couple who allege they had advised their financial advisor, Erik Littlejohn, who at the time was working for UBS Financial Services, that they wanted income producing investments, but did not […]

Soreide Law Group is investigating claims involving alleged recommendations made by Janney Montgomery Scott LLC (JMS) broker, Jack W. Griffith Jr.'s of concentrated investments in energy. JMS has been sued by a foundation alleging that Jack W. Griffith Jr. recommended high-risk energy investments causing damages in excess of $4 million. Jack W. Griffith Jr. sold […]