Soreide Law Group is investigating possible investor claims against securities broker Mei Guo AKA Mei Xia Guo [CRD#: 4201624, Monterey Park, CA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services. Notably, investors allege sales practice violations in these disputes, […]

Broker Danny Young Involved In Investor Disputes Brought By Voya, ING Clients Soreide Law Group comes to you with new information in regard to securities broker Danny Young (CRD#: 4115155, Lake City, Florida). It seems that Young worked for securities firms Voya Financial Services Inc. as both a financial advisor and securities broker. He joined […]

SII Investments Clients Allege Unsuitable Transactions By Financial Advisor Robert Fross Soreide Law Group comes to you with important information concerning securities broker Robert C. Fross (CRD#: 4509851, The Villages, Florida). Namely, the securities broker and financial advisor, who worked for SII Investments Inc. (2007 to 2018) and LPL Financial (2018 to present), is involved […]

Glen Cole Involved In Moloney Securities Client Dispute About Purportedly Unsuitable Investments Soreide Law Group comes to you with new information in regard to securities broker Glennon "Glen" James Cole (CRD#: 1999588, Manchester, Missouri). Evidently, Cole is a former Moloney Securities Co. Inc. securities broker. He also used to work for firms First Brokerage America, […]

Kovack Securities Investors Reportedly Dispute The Sales Practices Of Broker Gerald O'Halloran Soreide Law Group has new information to share with you in regard to securities broker Gerald James OHalloran (CRD#: 1056697, Punta Gorda, Florida). It appears that O’Halloran worked for a number of securities firms including Kovack Securities (2004 to 2018) and Union Capital […]

Joseph Gunnar Clients File Disputes About Securities Broker Matt Gates The investment loss recovery counsel at Soreide Law Group provide you with the following FINRA BrokerCheck details regarding securities broker Matthew “Matt” Gates (CRD#: 4727945, New York, New York). It appears that Gates worked for securities firm Joseph Gunnar Co. LLC (2009 to 2020) as […]

Numerous DH Hill Clients Allege Bad Advice In Disputes About Charles Stevens The Financial Industry Regulatory Authority (“FINRA”) charged Charles Thomas Stevens (CRD#: 1698058, St. Augustine, Florida) with violating FINRA rules. Not only that, but the securities broker, who worked for DH Hill Securities from 2006 to 2020, is involved in five investor disputes. These […]

Berthel Fisher Clients Indicate That Broker Farrukh Kazmi Sold Bad Alternative Investments The investment loss recovery team at Soreide Law Group provides you with this Investor Alert regarding Farrukh Shazad Kazmi (CRD#: 2855915, Moorestown, New Jersey). Evidently, this securities broker joined Berthel Fisher & Company (“Berthel Fisher”) in January 2010. Notably, FINRA BrokerCheck shows that […]

Soreide Law Group has filed lawsuits representing our clients who invested in the non-traded REIT, Watermark Lodging Trust Inc., recommended for purchase by their broker/dealers or financial advisors and have suffered significant losses. Watermark Lodging Trust Inc. is a publicly registered, non-traded real estate investment trust that invests in, manages, and seeks to enhance the […]