An arbitration has been filed with the Financial Industry Regulatory Authority (FINRA) against Money Concepts Capital Corp. This claim was filed by an elderly woman who allegedly lost her investment with the Springfield, Illinois location, and broker Dustin Shafer, who was her broker/advisor at the time.  Shafer allegedly recommended to his elderly client that she […]

Soreide Law Group has been contacted by clients and former clients, mainly from North Carolina, who sustained investment losses due to the alleged illiquid REITs purchased primarily at Kalos Capital of Belmont, North Carolina, through broker:  JOSEPH PATRICK ROOP (JOEPAT ROOP) CRD#: 2774470 According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH […]

Soreide Law Group, based in South Florida, has filed a FINRA arbitration on behalf of their client (Claimant) against, LPL FINANCIAL LLC (Respondent).  The Claimant, who resides in Florida, maintained an investment relationship with LPL FINANCIAL and their Financial Advisor, SAMUEL IZAGUIRRE (CRD#: 4835113). The lawsuit alleges that the Claimant advised the Respondent that he […]

Did Your Broker Sell You UNIT Shares? Investors may have sustained serious losses from investing in Uniti Group Inc. (NASDAQ: UNIT). Mainly, this internally managed real estate investment trust, which concentrates in wireless communication, is down more than 59% from its $21.79 52-week high, trading at $8.86 as of market close on July 16, 2019. […]

WILLIAM ROBERTSON Give You Bad Investment Recommendations? Soreide Law Group is evaluating possible claims on behalf of investors who suffered losses by investing with First Allied Securities Inc. broker William Robertson (CRD#: 823461, Deer Park, Texas). According to the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck, at least five clients complained about Robertson’s sales practices. Here’s […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: SUMMIT BROKERAGE SERVICES, INC. (Respondent) The Claimant, residing in Illinois, alleges losses due to the actions of SUMMIT BROKERAGE SERVICES. The lawsuit alleges that the Respondent’s registered representative, VICTOR A. RIGONI III (VICTOR RIGONI ) CRD#: 4272056, solicited the Claimant […]

INVESTOR ALERT: Soreide Law Investigating CBL & Associates Properties, Inc. (NYSE: CBL) Soreide Law Group is evaluating possible claims against brokers who advised investors to purchase CBL & Associates Properties, Inc. (NYSE: CBL), a publicly traded REIT responsible for managing a portfolio comprised of suburban town centers. Notably, CBL claims to be the largest manager […]

JAMES TRAVIS FLYNN (JIM FLYNN) CRD#: 3082615 was barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm from September 4, 2018.   Allegedly, Flynn failed to request termination of his suspension within three months of the date of the Notice of Suspension; therefore, he was automatically barred from association with […]

Soreide Law Group is currently investigating claims on behalf of our clients against: CETERA INVESTMENT SERVICES LLC, and their registered representative, CHANG JEN VUNG (CRD#: 5347816)  The investors have sustained significant losses allegedly through the purchase of AFIN and/or CLNC from CETERA INVESTMENT SERVICES’ broker, CHANG JEN VUNG. Colony Credit Real Estate Inc. (CLNC) is […]