Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors in connection with the sale of BV Design Multifamily DST. This investment is a Delaware Statutory Trust structured for investors seeking passive real estate exposure, including those attempting to complete a Section 1031 exchange for tax deferral. […]

Investors who were sold private credit funds by FINRA-registered broker-dealers may have sustained significant losses as redemption restrictions, declining net asset values (NAV), and liquidity problems continue to surface across several major products. Broker-dealers including LPL Financial, Ameriprise Financial, Osaic, and Cetera Financial Group have been among the distribution channels for these products. These funds […]

Investors potentially experienced sales practice violations by securities broker Steven Charles Flahive [CRD: 2674387, San Francisco, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Steven Flahive worked for Wells Fargo Clearing Services LLC from January 21, 2016, to January 3, 2024. Investors are encouraged to continue reading to discover more about Steven […]

Investors potentially incurred losses because of securities broker Brett Franklin Ewing [CRD: 2904608, Palm Coast, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ewing has been registered with Centaurus Financial Inc. since July 9, 2007, and he has been registered there as a financial advisor since January 17, 2008. Read […]

Investors potentially experienced sales practice violations by securities broker Jennifer Diane Lander (also known as Jennifer Diane Miller) [CRD: 6321163, Dallas, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lander worked for Titan Securities from April 17, 2014, to June 30, 2023, and she has been registered with Realta Equities Inc. since […]

Investors apparently complained about securities broker Damon Merrill [CRD: 4011748, Hillsboro, Oregon], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mapes worked for Cetera Investment Services LLC from February 28, 2013, to March 20, 2020, and from June 10, 2020, to December 21, 2020, and he later registered with LPL Financial […]

Investors have reportedly disputed the sales practices of securities broker John S. Hibshman [CRD: 2193302, Orange Village, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hibshman has worked with Osaic Wealth Inc. since January 24, 2025, and previously worked with Osaic FA Inc. as a financial advisor from January 1, 2000, to […]

Investors potentially incurred losses because of securities broker Gerald O’Niell McGinley (also known as Gerry McGinley) [CRD: 1811084, Westport, Connecticut], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gerald McGinley worked for UBS Financial Services Inc. from December 2, 2015, to the present. See the following information to learn more about […]

Investors have reportedly disputed the sales practices of securities broker Mark Andrew D'Ercole (also known as Mark Andrew Dercle and Mark Anthony Dercle) [CRD: 820220, San Francisco, California], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mark D’Ercole worked for Portsmouth Financial Services from February 21, 2003, to December 31, 2022. […]