Investors potentially experienced sales practice violations by securities broker Daniel Coral Goodwin (also known as Dan Goodwin) [CRD: 5752768, The Woodlands, Texas], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goodwin worked for AAG Capital Inc. from March 9, 2022, to June 6, 2024, Great Point Capital LLC from June 3, 2024, […]

Investors potentially incurred losses because of securities broker Frederick Earl Hohensee (also known as Fred Hohensee and Freddy Hohensee) [CRD: 1431948, Elkhorn, Wisconsin], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Frederick Hohensee has worked for Abacus Investments Inc. since March 3, 1994, and Hohensee Financial Services Inc. since February […]

Soreide Law Group is investigating potential investor claims involving NLCA VA Birmingham Realty DST, particularly where brokers or financial advisors may have improperly recommended this specific Delaware Statutory Trust offering. NLCA VA Birmingham Realty DST is a 1031 exchange investment vehicle that offered investors fractional interests in real estate through a private placement. Although it […]

Investors apparently complained about securities broker Andrew Lee Feyerabend [CRD: 5915487, Greenville, Illinois], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Feyerabend has been registered with Berthel, Fisher Company Financial Services Inc. and BFC Planning Inc. since December 5, 2025, after previously working for Moloney Securities Co. Inc. from July 2, 2014, to […]

Investors potentially experienced sales practice violations by securities broker Jeffery Larry Akers [CRD: 4276796, Forest Hill, Maryland], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Akers worked for Kalos Capital Inc. from February 28, 2006, to September 30, 2022, and has worked for Arkadios Capital since August 16, 2022. See the […]

Investors potentially experienced sales practice violations by securities broker Dan Edward Wagner Jr. [CRD: 2867278, Greenville, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wagner worked for Triad Advisors LLC from May 19, 2014, to April 5, 2021, and has been registered with Arkadios Capital since April 1, 2021, while also […]

Investors apparently complained about securities broker Judson Gray Teekell [CRD: 841689, Shreveport, Louisiana], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Judson Teekell worked for M Holdings Securities Inc. from December 12, 2000, to December 31, 2025. Keep reading to find out more about the disclosures associated with this securities broker. […]

Investors have reportedly disputed the sales practices of securities broker John Edward Ledford [CRD: 2960837, Orlando, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ledford worked for Ameriprise Financial Services LLC from September 5, 2014, to June 23, 2020, and later joined Fortress Wealth Group LLC in June 2020, where he has […]

Investors potentially experienced sales practice violations by securities broker Martin S. Berman [CRD: 2406962, Los Angeles, California], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin Berman worked for Cetera Advisors LLC from September 8, 2022, to the present, Cetera Investment Advisers LLC from November 12, 2020, to the present, and previously for […]