Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Mitchell Ross Pindus (also known as Mitchell Pindus) [CRD: 1268550, Los Angeles, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mitchell Pindus joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors, in June […]

Investors possibly experienced losses because of securities broker Michael Thomas Damon [CRD: 4501030, Medway, Massachusetts], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Damon joined NYLIFE Securities LLC in 2002 and Damon Financial LLC in 2016. Continue reading to learn more about Michael Damon’s disclosures and what steps affected investors […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Michael Charles Grande [CRD: 1219255, Fort Lauderdale, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Grande worked for Newbridge Securities Corporation from November 18, 2005, to May 31, 2022. Continue reading to learn […]

Investors may have faced losses because of securities broker Lacey Elizabeth Buteyn, also known as Lacey Elizabeth DePue [CRD: 4420482, San Diego, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Buteyn joined Kingswood Capital Partners LLC in San Diego, California on December 20, 2023, and Kingswood Wealth Advisors LLC in Plano, […]

Investors may have experienced financial losses because of Kathryn Jo Hackney, also known as Kathryn Hackney and Kathryn Ohlin [CRD: 1548894, Orange, California], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kathryn Hackney joined LPL Financial LLC in Orange, California on May 18, 2022, and previously worked for CUNA Brokerage Services Inc. […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Joey Dale Miller [CRD: 6175826, New Braunfels, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Joey Miller worked for Arete Wealth Advisors LLC from October 27, 2014, to November 2, 2023, and for Arete […]

Investors possibly experienced losses because of securities broker Jerry Lawrence Goldblum [CRD: 2362993, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jerry Goldblum joined Equitable Advisors LLC on October 14, 2022. He previously worked for Aegis Capital Corp. from November 6, 2015, to October 19, 2022. Here’s more about […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Jason Lawrence Mieras [CRD: 2850648, Lake Como, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jason Mieras joined American Portfolios Financial Services Inc. on September 7, 2001, and American Portfolios Advisors Inc. on […]

Investors might have sustained losses because of securities broker James Alan Seijas [CRD: 2392901, Short Hills, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, James Seijas worked for Wells Fargo Clearing Services LLC from November 13, 2013, to March 6, 2019. Keep reading to learn more about the securities broker’s […]