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May 19, 2024
Robert Omohundro Involved In Client Disputes Over Unauthorized Trading

Investors might have sustained losses due to securities broker Robert Lloyd Omohundro [CRD: 2415942, Atlanta, Georgia], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Omohundro has been registered with Alexander Capital L.P. in Atlanta, Georgia since May 1, 2020, and with Alexander Capital Wealth Management LLC at the same location since […]

May 15, 2024
Norman Harp Facing Client Complaints Over Alleged Negligence

Investors might have sustained losses due to securities broker Norman Ray Harp [CRD: 2480563, Leawood, Kansas], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Norman Harp worked for Moloney Securities Co. Inc. from July 21, 2008, to December 12, 2017, and is currently registered with B.B. Graham Company Inc. since December […]

May 14, 2024
Michael Mashak Facing Client Disputes Concerning Unsuitability

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Michael John Mashak Jr. [CRD: 4031888, La Crosse, Wisconsin], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Mashak has been registered with Equitable Advisors LLC since November 24, 1999. Continue reading to learn more […]

May 10, 2024
John Engler Gets FINRA Bar Following Misappropriation Investigation

Investors might have sustained losses due to securities broker John Douglas Engler Sr. [CRD: 835827, Martinez, Georgia], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Engler worked for Ameriprise Financial Services LLC from October 24, 2014, to June 7, 2023. Continue reading to learn more about the disclosures involving Engler. […]

May 5, 2024
Glennon Cole In Moloney Securities Clients’ Suitability Disputes

Investors might have sustained losses due to securities broker Glennon James Cole (also known as Glen Cole) [CRD: 1999588, Manchester, Missouri], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cole was employed by Moloney Securities Co. Inc. from September 14, 2012, to February 8, 2021. Continue reading to learn more about […]

April 30, 2024
Carroll Wilson Facing U.S. Bancorp Client Disputes

Investors might have sustained losses due to securities broker Carroll Mac Wilson Jr. [CRD: 2777324, Beverly Hills, California], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wilson was employed by U.S. Bancorp Investments Inc. from May 18, 2005, to August 25, 2022. Continue reading to learn more about the disclosures involving […]

April 27, 2024
Alexander Arango Facing Cetera Client Complaints Alleging Misrepresentation

Investors might have sustained losses due to securities broker Alexander Arango (also known as Alexander Arango Burakatskaya) [CRD: 6405666, Dania, Florida], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Arango joined Cetera Investment Services LLC on January 14, 2019. He worked at LPL Financial LLC from April 13, 2015, to December 3, […]

April 23, 2024
InPoint Commercial Real Estate Income Inc. Losses?

InPoint Commercial Real Estate Income Inc. (ZINPDX), also known as InPoint, is a company that falls under the larger umbrella of The Inland Real Estate Group of Companies. Its main goal was to offer a new way for people to invest in the commercial real estate market. In the beginning, InPoint aimed to gather up […]

April 23, 2024
Strategic Student Senior Housing Trust (SSSHT) Losses?

The company known as Strategic Student Senior Housing Trust Inc., which is based in Irvine, California, is in the business of owning and managing places where students and seniors live. This company, which doesn't trade its shares on the usual stock exchanges, had plans to make money and grow by investing in these very specific […]

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