Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
February 4, 2026
Jonathan Wade Of Wells Fargo Terminated For Unauthorized Trading

Investors have reportedly disputed the sales practices of securities broker Jonathan Partridge Wade (also known as Jon Wade) [CRD: 1614237, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wade worked for Wells Fargo Clearing Services LLC from August 5, 2000, to September 17, 2025. Investors should review […]

February 4, 2026
Jon Cirelli Connected To Realta Equities Investor Complaint About Breach Of Fiduciary Duty

Investors potentially incurred losses because of securities broker Jon Paul Cirelli [CRD: 4729737, Miami, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cirelli has been registered with multiple firms over the course of his career, including Concorde Investment Services LLC from June 2, 2015, to April 13, 2022, Coastal Equities Inc. (Realta […]

February 4, 2026
John Gascoyne Involved In Morgan Stanley Investor Dispute Alleging Misrepresentation

Investors potentially experienced sales practice violations by securities broker John Ross Gascoyne [CRD: 1837286, The Woodlands, Texas], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Gascoyne worked for Morgan Stanley Smith Barney from June 1, 2009, to January 6, 2023. Investors are encouraged to continue reading to discover more about […]

February 4, 2026
James Saar Faced Center Street Securities Investor Complaint Concerning Unsuitable Recommendations

Investors apparently complained about securities broker James Peter Saar (also known as Jim Saar) [CRD: 1358375, Temecula, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Saar worked for Center Street Securities Inc. from August 2, 2018, to September 2, 2020. Investors are encouraged to keep reading to find out […]

February 3, 2026
James Kent Tied To Emerson Equity Investor Dispute About Misrepresentation

Investors might have sustained losses due to securities broker James Daniel Kent Jr. (also known as Jim Kent) [CRD: 2255753, San Mateo, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Kent worked for Emerson Equity LLC from September 29, 2016, to March 1, 2021, in Pinellas Park, Florida, and later from […]

February 3, 2026
Paul Escudero Connected To Cetera Advisors Investor Complaint Regarding Unsuitable Trading

Investors have reportedly disputed the sales practices of securities broker Juan Paul Escudero (also known as Juan Pablo Escudero) [CRD: 2111381, Orange, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Escudero has worked for Cetera Advisors LLC since September 8, 2022, for Cetera Investment Advisers LLC since November 12, 2020, […]

February 3, 2026
Ian Greenblatt Involved In Capitol Securities Mgmt. Investor’s Unauthorized Trading Complaint

Investors potentially experienced sales practice violations by securities broker Ian Greenblatt (also known as Eric Green) [CRD: 2276966, Melville, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Greenblatt has been registered with Capitol Securities Management Inc. since October 24, 2012. Keep reading to find out more about Greenblatt’s disclosures. […]

February 2, 2026
Gail Hilder Faced Centaurus Financial Investor Dispute About Unsuitable Recommendations

Investors potentially incurred losses because of securities broker Gail Castleman Hilder (also known as Gail Patricia Castleman and Gail Patricia Hilder) [CRD: 1155270, Belle Haven, Virginia], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gail Hilder worked for Centaurus Financial Inc. from February 3, 2010, to December 8, 2021. Investors should […]

February 2, 2026
Eric Bilitz Connected To Ameriprise Financial Services Investor’s Unsuitable Advice Complaint

Investors might have sustained losses due to securities broker Eric Todd Bilitz [CRD: 2214828, Indianapolis, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Bilitz worked for Ameriprise Financial Services LLC from January 12, 2001, to July 22, 2024, and later became registered with Vanderbilt Securities LLC on August 13, […]

1 25 26 27 28 29 125
Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved