Investors have reportedly disputed the sales practices of securities broker Richard George Hubert DePalma [CRD: 4517536, Erie, Pennsylvania], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. DePalma has been registered with Centaurus Financial Inc. as a securities broker since October 31, 2007, and as a financial advisor since May 27, 2010. […]

Investors potentially incurred losses because of securities broker Richard Edward Ryall [CRD: 408065, Springfield, Massachusetts], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ryall has worked for Merrill Lynch since March 8, 2006, as a registered broker, and since September 22, 2006, as a financial advisor. Investors are encouraged to continue reviewing the […]

Investors potentially experienced sales practice violations by securities broker Richard Aaron Huppert [CRD: 2375483, Brooklyn, New York], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Huppert has been registered with Cetera Wealth Services LLC since September 20, 2019. Investors are encouraged to keep reading to discover more about the disclosures […]

Investors apparently complained about securities broker Rajeswaran Venkatraman (also known as Raj Venkatraman) [CRD: 1383008, Lisle, Illinois], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Raj Venkatraman has worked for Voya Financial Advisors Inc. since January 3, 2011. Investors should review the information below to find out more about disclosures involving […]

Investors might have sustained losses due to securities broker Michelle Fisher Osborne (also known as Michelle Osborne Fleming and Michelle Fisher Rachfalski) [CRD: 2256998, East Largo, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michelle Osborne worked for Emerson Equity LLC beginning on November 8, 2023, and previously worked for Cape Securities […]

Investors have reportedly disputed the sales practices of securities broker Michael Cannegieter [CRD: 4740847, Miami, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Cannegieter has worked for Merrill Lynch since October 23, 2009. Investors are encouraged to continue reading to discover more about disclosures associated with this securities broker. […]

Investors potentially experienced sales practice violations by securities broker Melvin Feldman [CRD: 205924, Jersey City, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Melvin Feldman worked for GMS Group beginning on November 2, 1988. Investors are encouraged to continue reading to find out more about the disclosures involving this […]

Investors apparently complained about securities broker Matthew Hugh Hurley [CRD: 1682165, San Diego, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hurley worked for Wells Fargo Clearing Services LLC from September 15, 2015, to April 13, 2020, and has been registered with Independent Financial Group LLC since March 18, 2020. Investors are […]

FINRA suspended securities broker Martin Lerner [CRD: 871038, Boca Raton, Florida], and investors complained about him, based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin Lerner worked for David Lerner Associates Inc. from April 22, 1994, through May 31, 2024, where he served in registered and principal capacities. Investors should review […]