Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]

Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research Inc. after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges. Investors who incurred surrender charges or other losses in connection with deferred variable annuity exchanges recommended through Cambridge should review FINRA’s enforcement action against the firm below. What Are […]

Soreide Law Group is investigating potential investor claims involving World Investments LLC after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and registered index-linked annuities (RILAs). Investors who suffered losses in variable annuities, RILAs, or other investments recommended through World Investments may have legal options and should learn more about FINRA's […]

Investors might have sustained losses due to securities broker Darryl Joseph Hall [CRD: 4185048, Elk Grove, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hall worked for CUSO Financial Services L.P. from July 1, 2002, through May 15, 2025, and joined LPL Financial LLC on May 15, 2025. Investors are […]

Investors apparently complained about securities broker Stephen Pavey Meskan [CRD: 2001506, Chicago, Illinois], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Meskan has been registered with Cabot Lodge Securities LLC since August 12, 2019, and CL Wealth Management LLC since August 29, 2019. Previously, he was registered with Purshe Kaplan […]

Investors may have suffered financial harm by securities broker Rainey Steven Rogers Sr. [CRD: 1839823, McKinney, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rogers worked for Principal Securities Inc. from August 30, 1988, to February 14, 2022, as a securities broker and from March 24, 2005, to February 14, 2022, as […]

Investors potentially experienced sales practice violations by securities broker Toni Lynn Iannarelli (also known as Toni Lynn Sidona) [CRD: 1193641, Westlake Village, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Toni Iannarelli worked for Western International Securities Inc. and Western International Securities from November 16, 2015, to June 5, 2025, […]

Investors have reportedly disputed the sales practices of securities broker Gregory Mark Switzer [CRD: 2968795, Charlottesville, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Switzer worked for TIAA-CREF Individual Institutional Services LLC since November 24, 1997, and Advice and Planning Services since July 28, 2005. See the following information to discover more […]

Investors potentially incurred losses because of securities broker Christine Maushardt (also known as Christine Cardwell and Christine Knapp) [CRD: 5520504, Pearl River, New York], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Maushardt has worked for Cetera Investment Services LLC since June 19, 2019, and Cetera Investment Advisers LLC since […]