Investors potentially experienced sales practice violations by securities broker Aubrey Walter Lee Jr. [CRD: 1685532, Farmington Hills, Michigan], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Aubrey Lee worked for Merrill Lynch from August 18, 1987, to October 2, 2024. Keep reading to find out more about the disclosures involving […]

Investors might have sustained losses due to securities broker Terri Lynn Fassi (also known as Terri Phelps and Terri Wojcicki) [CRD: 2526113, Windsor, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Terri Fassi worked for Centaurus Financial Inc. in Windsor, Colorado, beginning January 3, 2007, as a securities broker and beginning April […]

Investors apparently complained about securities broker Zvi Yehuda Rosenzweig (also known as Yudi Rosenzweig) [CRD: 4110421, Southfield, Michigan], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zvi Rosenzweig has been registered with LPL Financial LLC since September 29, 2025, and previously worked for MML Investors Services LLC. See the following information to […]

Investors have reportedly disputed the sales practices of securities broker Paz Maria Chandra (also known as Paz Porter and Paz Salvarani) [CRD: 2405701, Dunedin, Florida], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chandra has worked for Osaic Wealth Inc. since November 2, 2018, as both a broker and investment adviser. See […]

Investors have reportedly disputed the sales practices of securities broker Nicholas Cross Ignatowski (also known as Nick Ignatowski) [CRD: 2409399, Milwaukee, Wisconsin], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ignatowski worked for LPL Financial LLC from August 20, 2013, to December 31, 2023. Investors are encouraged to continue reading […]

Investors apparently complained about securities broker Rainer Rudi Hohlbein (also known as Rainer Rudi Hohlbeim) [CRD: 1282146, Verona, Wisconsin], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hohlbein worked for LPL Financial LLC from October 11, 2011, to October 13, 2021. See the following information to find out more about the disclosures involving […]

Investors potentially experienced sales practice violations by securities broker Diana Chernyhovsky (also known as Diana Thernihovsky) [CRD: 4726460, Vernon Hills, Illinois], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chernyhovsky worked for Equitable Advisors LLC from January 22, 2004, to the present as a broker and since September 23, 2005, as […]

Investors might have sustained losses due to securities broker Cynthia Lynn Price (also known as Cynthia Lynn Carlson) [CRD: 2100246, Winter Springs, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Price has been registered with Equitable Advisors LLC since June 1, 2005. See the following information to learn more about the disclosures […]

Investors apparently complained about securities broker Michael Thomas Polito (also known as Thomas Michael Polito) [CRD: 5433956, Dedham, Massachusetts], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Polito has been registered with NYLIFE Securities LLC since December 18, 2007, and Eagle Strategies LLC since April 1, 2019. Read on to discover […]