Investors potentially experienced sales practice violations by securities broker Diana Chernyhovsky (also known as Diana Thernihovsky) [CRD: 4726460, Vernon Hills, Illinois], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Chernyhovsky worked for Equitable Advisors LLC from January 22, 2004, to the present as a broker and since September 23, 2005, as […]

Investors might have sustained losses due to securities broker Cynthia Lynn Price (also known as Cynthia Lynn Carlson) [CRD: 2100246, Winter Springs, Florida], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Price has been registered with Equitable Advisors LLC since June 1, 2005. See the following information to learn more about the disclosures […]

Investors apparently complained about securities broker Michael Thomas Polito (also known as Thomas Michael Polito) [CRD: 5433956, Dedham, Massachusetts], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Polito has been registered with NYLIFE Securities LLC since December 18, 2007, and Eagle Strategies LLC since April 1, 2019. Read on to discover […]

Investors potentially incurred losses because of securities broker Michael Maggiore [CRD: 5596240, Woodbridge, New Jersey], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Maggiore worked for Equitable Advisors LLC from October 2, 2008, to the present, including registrations in Woodbridge, New Jersey; Colts Neck, New Jersey; and Naples, Florida. Investors […]

Investors apparently complained about securities broker Chad Evan Nyitray [CRD: 2332391, Ann Arbor, Michigan], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nyitray worked for Ameriprise Financial Services LLC from November 4, 2020, to the present, and previously for Equitable Advisors LLC from March 22, 1993, to November 24, 2020. Keep reading to […]

Investors apparently complained about securities broker David Andrew Ward [CRD: 5924877, Raleigh, North Carolina], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ward worked for Wells Fargo Clearing Services LLC from July 14, 2016, to June 20, 2024. See the following information to find out more about the disclosures involving this securities broker. […]

Investors potentially experienced sales practice violations by securities broker Timothy Graham Broyles (also known as Tim Broyles) [CRD: 5751227, Jackson, Georgia], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Broyles has been registered with State Farm VP Management Corp. since February 15, 2010, and he has also been registered with State […]

Investors have reportedly disputed the sales practices of securities broker Richard John Donatelli (also known as Rick Donatelllli) [CRD: 1652397, Columbiana, Ohio], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Donatelli has been registered with LPL Financial LLC since November 29, 2017, and one of the disclosed client disputes states the […]

Investors potentially experienced sales practice violations by securities broker Lisa Aileen Pugel (also known as Lisa Aileen Klatt and Lisa Aileen Winski) [CRD: 2506156, Caledonia, Wisconsin], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pugel worked for Avantax Investment Services Inc. from February 3, 1995, to September 5, 2025, and Avantax […]