SHAHAB SEYEDSHAHAB TAGNAVIDINANI (SHAHAB TAGHAVIDINANI, SEAN TAG, SEAN TAGHAVI, SEAN S TAGNAVIDINANI) was fined $5,000 and suspended for 45 days by the Financial Industry Regulatory Authority (FINRA) for allegedly trading in a deceased client’s non-discretionary account. According to the FINRA report, Shahab TagnaviDinani, without admitting or denying FINRA’s findings,  consented to the sanctions and to […]

Soreide Law Group is investigating possible investor claims against securities broker Charles Paul Edward Jumet Jr. (CRD: 5958643, Memphis, Tennessee). Notably, FINRA sanctioned the securities broker, who worked for Chickasaw Securities LLC. Allegedly, Jumet engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Jumet. Jumet Sanctioned By FINRA […]

Investors have come forward with complaints about securities broker Eric M. Jenson (CRD: 2873787, Greenwood Village, Colorado). Evidently, the securities broker, who worked for Transamerica Financial Advisors Inc. and WMA Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, investors allege that Jenson committed sales practice violations. For more on these […]

Soreide Law Group is investigating possible investor claims against securities broker Miche D. Jean (CRD: 5918186, Rockville, Maryland). Notably, FINRA filed an enforcement or civil action against the securities broker, who worked for Morgan Stanley. Allegedly, Jean failed to testify when FINRA investigated the securities broker for potential FINRA rule violations on conversion. Here is […]

TYLER MICHAEL RIGSBEE (Tyler Rigsbee), a former Wells Fargo of Sacramento, California, financial advisor, was sentenced to two years in prison for misappropriating funds from elderly bank customers from approximately 2016 to 2021. According to the US Attorney’s Office for the Eastern District of California, Rigsbee, who is from Cameron Park, California, transferred $113,160 from […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Nigel James (CRD: 4490687, Garden City, New York). Not only has FINRA sanctioned James for engaging in excessive and unsuitable trading, but investors disputed his sales practices. However, James denies the allegations. Read on to learn more about the allegations against James. James […]

Investors have come forward with complaints about securities broker Gary Isler (CRD: 1514385, Lawrenceville, New Jersey). Evidently, the securities broker, who worked for David Lerner Associates Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, David Lerner Associates Inc. clients allege that Isler made unsuitable recommendations, made misrepresentations, made omissions, and breached […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Andrew Justin Grant (also known as Andy Grant) (CRD: 2709882, Melville, New York). Not only has FINRA sanctioned Grant for engaged in discretionary trading, but investors disputed his sales practices. However, Grant denies the allegations. Read on to learn more about the allegations […]

Soreide Law Group is investigating possible investor claims against securities broker Sean Gordon (CRD: 3057652, Bloomingdale, Illinois). Notably, FINRA sanctioned the securities broker, who worked for JP Morgan Securities LLC. Allegedly, Gordon engaged in an undisclosed outside business activity. Here is a brief summary of FINRA’s allegations against Gordon. FINRA Sanctions Gordon For Outside Business […]