Investors have reportedly disputed the sales practices of securities broker Juan Paul Escudero (also known as Juan Pablo Escudero) [CRD: 2111381, Orange, California], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Escudero has worked for Cetera Advisors LLC since September 8, 2022, for Cetera Investment Advisers LLC since November 12, 2020, […]

Investors potentially experienced sales practice violations by securities broker Ian Greenblatt (also known as Eric Green) [CRD: 2276966, Melville, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Greenblatt has been registered with Capitol Securities Management Inc. since October 24, 2012. Keep reading to find out more about Greenblatt’s disclosures. […]

Investors apparently complained about securities broker George Wallace Smith (also known as Wally Smith) [CRD: 4844156, Englewood, Colorado], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. George Smith worked for Emerson Equity LLC beginning on July 1, 2020, and later registered as a financial advisor with Ridgegate Advisors LLC on July 28, 2025, […]

Soreide Law Group (888-760-6552) based in South Florida, is currently investigating claims from former clients of Sarasota, Florida, broker JIMMY Y DRIGGERS. JIMMY Y DRIGGERS (JAMES YANG DRIGGERS, JIM DRIGGERS), according to FINRA’s BrokerCheck was in the securities industry for 31 years and was listed with 9 firms. Driggers has 5 disclosures, all 5 are […]

Investors potentially incurred losses because of securities broker Gail Castleman Hilder (also known as Gail Patricia Castleman and Gail Patricia Hilder) [CRD: 1155270, Belle Haven, Virginia], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gail Hilder worked for Centaurus Financial Inc. from February 3, 2010, to December 8, 2021. Investors should […]

Investors might have sustained losses due to securities broker Eric Todd Bilitz [CRD: 2214828, Indianapolis, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Bilitz worked for Ameriprise Financial Services LLC from January 12, 2001, to July 22, 2024, and later became registered with Vanderbilt Securities LLC on August 13, […]

Investors potentially experienced sales practice violations by securities broker Donald Trendley McKiernan [CRD: 1305965, Lake Bluff, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McKiernan worked for Landolt Securities Inc. beginning on November 8, 2005, as a securities broker and starting January 6, 2006, as a financial advisor. Investors are encouraged to […]

Investors apparently complained about securities broker David Michael Sherwood (also known as Dave Sherwood) [CRD: 1024893, Tucson, Arizona], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. David Sherwood worked for Greenberg Financial Group from March 22, 2002, to January 3, 2025. Investors are encouraged to continue reading to discover more about […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: LPL FINANCIAL LLC (Respondent). The lawsuit alleges that the Claimants were solicited by the Respondent to invest in a non-traded REIT now known as Pacific Oak Strategic Opportunity REIT, Inc. The Respondent allegedly recommended that the Claimants reinvest dividends and […]