Investors might have sustained losses due to securities broker Michael Christopher Landis [CRD: 6116993, Northampton, Pennsylvania], given the disclosures reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Landis joined Wells Fargo Clearing Services LLC on October 19, 2012, and Wells Fargo Advisors on August 14, 2018. Readers can review the information below regarding a client […]

Investors apparently complained about securities broker Deetra Marie Tesla (also known as Deetra Marie Portanova-Koch and Deetra Tesla-Koch) [CRD: 2567278, Missouri City, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tesla has been registered with TCFG Wealth Management LLC since March 5, 2014. She was associated with Augment Capital LLC […]

Investors may have suffered financial harm by securities broker Craig E. Fernsler [CRD: 5558907, Naples, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Fernsler has been associated with McDermott Investment Services LLC since February 27, 2020. Investors are encouraged to continue reading to discover more about disclosures involving Fernsler. McDermott Investor Accused […]

Texas State Securities Board sanctioned securities broker Wang Chang Tsai (also known as Brian Tsai) [CRD: 6687951, Dallas, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brian Tsai has been registered with TKC Wealth Management LLC since September 7, 2017. He has been with Landolt Securities Inc. since January 22, 2018. See […]

Investors potentially experienced sales practice violations by securities broker Karl Wolfgang Suess [CRD: 5255922, Chicago, Illinois], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Suess worked for Great Point Capital LLC from November 13, 2020, through March 26, 2026. He also worked for Great Point Advisors LLC from November 13, 2020, […]

Investors potentially incurred losses because of securities broker Matthew Calhoun [CRD: 4425914, Columbus, Ohio], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Calhoun has been registered with Osaic Wealth Inc. and Signature Equity Partners LLC since October 9, 2024. Previously, he was associated with Cambridge Investment Research Inc. and Cambridge Investment […]

Investors might have sustained losses due to securities broker Carter J. Damm [CRD: 8101686, Lincoln, Rhode Island], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Damm has been registered with Merrill Lynch since August 12, 2025, as a securities broker and since November 13, 2025, as a financial advisor. Keep […]

Investors apparently complained about securities broker Alexander Paul Hykel (also known as Alex Hykel) [CRD: 6332285, Delray Beach, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hykel worked for Merrill Lynch from June 9, 2014, to April 18, 2023, and returned to the firm on November 12, 2024. He also previously […]

Investors might have been negatively affected by securities broker Ethan Wrenn [CRD: 7889172, Chesterland, Ohio], according to BrokerCheck disclosures. Wrenn worked for Equitable Advisors LLC from April 2, 2024, to May 17, 2024, Key Investment Services LLC from July 12, 2024, to August 13, 2025, and Citizens Securities Inc. from July 31, 2025, to April […]