Investors apparently complained about securities broker Kenneth David Kohn (also known as Ken Kohn) [CRD: 1575332, Melville, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kenneth Kohn has been registered as a securities broker with Equitable Advisors LLC since June 1, 2005, and as a financial advisor with Equitable Advisors […]

Investors may have suffered financial harm by securities broker Tony Roberts [CRD: 2691066, Huntington, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tony Roberts has worked for MML Investors Services LLC as a securities broker since March 25, 2017, and as a financial advisor since May 11, 2021. […]

ERNESTO A CHAVEZ JR is currently registered both as a broker and financial advisor with EMERSON EQUITY LLC of Nogales, Arizona since March of 2022. Before Emerson, Chavez was registered both as a broker and financial advisor with WESTERN INTERNATIONAL SECURITIES INC of Nogales, Arizona from 2015 – 2022. According to FINRA’s BrokerCheck, ERNESTO A […]

Investors potentially experienced sales practice violations by securities broker Markus Gracen Byrd [CRD: 2177376, Dallas, Texas], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Byrd worked for Kestra Investment Services LLC from February 21, 2014, to April 15, 2024. See below to find out more about Byrd’s disclosures. Kestra Investor Accused […]

Investors potentially incurred losses because of securities broker Curtis Jerome Sathre III [CRD: 2459115, Oceanside, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sathre worked for JRL Capital Corporation from June 10, 2011, to May 3, 2023; Great Point Capital LLC from May 9, 2023, to March 26, 2026; and JRL Capital […]

Investors might have sustained losses due to securities broker Darryl Joseph Hall [CRD: 4185048, Elk Grove, California], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hall worked for CUSO Financial Services L.P. from July 1, 2002, through May 15, 2025, and joined LPL Financial LLC on May 15, 2025. Investors are […]

Investors apparently complained about securities broker Joel Dale Farnsworth [CRD: 1980052, Henderson, Nevada], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Farnsworth worked for Wedbush Securities Inc. from January 2, 2009, to March 11, 2026. See below to find out more about the disclosures involving this securities broker. Wedbush Securities […]

Investors may have suffered financial harm by securities broker Jimmy Leong (also known as James Leong and Jim Leong) [CRD: 1486689, Freehold, New Jersey], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leong worked for J.P. Morgan Securities LLC from October 1, 2012, to February 4, 2025, and Equitable Advisors LLC […]

FINRA barred securities broker Eugene W. Antosh (also known as Geno Antosh) [CRD: 5450983, Portland, Connecticut], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eugene Antosh worked for Ameriprise Financial Services LLC from July 23, 2014, to September 16, 2025. See below to learn more about disclosures involving Eugene Antosh as reported on […]