Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Doron Kochavi [CRD: 1011155, Pasadena, California], given the disclosures on FINRA BrokerCheck. Evidently, Kochavi worked for Western International Securities Inc. from October 19, 2015, to January 4, 2024. Keep reading to learn more about Kochavi’s disclosures. Regulator Sanctioned […]

Investors may have incurred losses due to the actions of securities broker Eduardo Andrew Martinez (also known as Andrew Martins and Andrew E. Martin) [CRD#: 5950799, Stamford, Connecticut], according to disclosures of regulatory sanctions and investor disputes on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Martinez joined Merrill Lynch Pierce Fenner Smith Incorporated on October […]

FINRA BrokerCheck reports that investors alleged losses because of Stewart Taylor Paxton Ginn Jr. (also known as Stewart Ginn) (CRD#: 4503197, Santa Maria, California). Notably, Ginn works with Independent Financial Group LLC as of September 3, 2015, and worked with Navian Capital Securities LLC in Cincinnati, Ohio from February 18, 2021, to March 10, 2023. […]

Soreide Law Group is investigating possible investor claims against securities broker Andrew Joseph Kubicsko Jr. [CRD: 861670, Chicago, Illinois]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Raymond James Associates Inc. Evidently, investors allege sales practice violations including unsuitable trading or recommendations. […]

Soreide Law Group is investigating possible investor claims against securities broker Ed Maklouf (also known as Ahmad Mohamed Maklouf) [CRD: 6092943, New York, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for Spartan Capital Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

Investors have come forward with complaints about securities broker Daniel Mackle (also known as Daniel Joseph Mackle Sr.) (CRD:  2239531, Hackensack, NJ). Evidently, the securities broker, who worked for Garden State Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Garden State Securities Inc. clients allege that Mackle made unsuitable recommendations, […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Leahy (also known as Mike Leahy) [CRD: 1899498, Red Bank, New Jersey]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses regulatory actions and disputes involving the securities broker, who worked for First Standard Financial Company LLC. Here is a brief summary of the […]

National Securities Corp Clients Allege Unsuitable Transactions By Securities Broker Shaun Stein According to FINRA BrokerCheck, investors challenged the sales practices of securities broker Shaun Evan Stein (CRD#: 4873578, Jersey City, New Jersey). Evidently, Stein worked for JP Turner Company LLC and National Securities Corporation. The investment disputes reported on BrokerCheck concern his actions at […]

Securities Broker William Athas Under FINRA Investigation Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) announced that it is investigating securities broker William Nicholas Athas (CRD#: 3165470, Melville, New York) as of September 2020 to determine if he sold unsuitable investments and churned his clients’ accounts. It is unclear whether this relates to Athas’s employment […]