Investors apparently complained about securities broker Robert Mark Pecha [CRD: 5579770, Chicago, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pecha has worked for Great Point Capital LLC since April 8, 2020, and previously worked for Primex from May 2, 2019, to April 20, 2020. Keep reading to find out more about […]

Investors apparently complained about securities broker Daniel Philip Raupp [CRD: 4079107, Setauket, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Daniel Raupp has worked for Concorde Investment Services LLC since June 12, 2015. Investors should review the information below to learn more about disclosures involving Raupp’s conduct as reported […]

Investors might have sustained losses due to securities broker Gary Thomas Hughes [CRD: 1700976, Hermosa Beach, California], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gary Hughes worked for Concorde Investment Services LLC from June 12, 2013, to July 6, 2022. Investors can see below to learn more about the disclosures involving […]

Investors potentially incurred losses because of securities broker Andrew Zigouras (also known as Andreas Zigouras and Andy Zigouras) [CRD: 1248597, Teaneck, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Zigouras has been registered with Concorde Investment Services LLC since October 15, 2015. Read on to learn more about […]

Investors potentially experienced sales practice violations due to securities broker Alan Bartlett Harrison (also known as Bart Harrison) [CRD: 1616987, Trussville, Alabama], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Harrison has been registered with Concorde Investment Services LLC since May 6, 2015. Read on to discover more about Harrison’s disclosures […]

One or more investors possibly experienced losses because of securities broker Jeffrey Lynn Bangerter [CRD: 1687028, Roseville, California], according to publicly available information on FINRA BrokerCheck. Evidently, Bangerter joined Concorde Investment Services LLC on February 28, 2019, and joined Concorde Asset Management LLC on May 4, 2023, and Bangerter Financial Services Inc. on October 20, […]

Investors may have incurred losses because of securities broker Joel Floyd Woods [CRD: 1470780, Fort Worth, Texas], according to public information reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Woods worked for LPL Financial LLC from March 26, 2021 to December 16, 2024; Concorde Investment Services LLC from November 23, 2016 to March 26, […]

Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Kiesnoski (CRD: 2688017, Setauket, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Concorde Investment Services LLC. Evidently, investors allege sales practice violations in these disputes, including that Kiesnoski […]

Securities Broker Mark Huber Involved In Investor Disputes Involving Concorde Investment Services Clients It appears that securities broker Mark Huber (CRD#: 5976354, Racine, Wisconsin) is involved in disputes alleging sales practice violations. Evidently, Huber joined Concorde Investment Services as a securities broker in March 2012. He also became a financial advisor there in July of […]