Investors potentially experienced sales practice violations by securities broker William Bernard Tunink (also known as Bill Tunink) [CRD: 2738224, West Des Moines, Iowa], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Tunink worked for LPL Financial LLC from October 29, 2021, to September 23, 2025, and for Avantax Investment […]

Investors apparently complained about securities broker Randy Redd [CRD: 4551799, Chandler, Arizona], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Randy Redd worked for LPL Financial LLC from March 18, 2004, to August 13, 2024. Keep reading to learn more about the disclosures regarding this broker. LPL Financial LLC Disaffiliated With Redd […]

FINRA fined securities broker Brenton Edward Ditto [CRD: 4779103, Elizabethtown, Kentucky], and an investor complained about him, based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ditto worked for LPL Financial LLC from October 30, 2014, to August 28, 2025. See the following information to find out more about Ditto’s disclosures and […]

Investors potentially experienced sales practice violations due to securities broker Larry Milton Ware [CRD: 3053841, Graham, North Carolina], according to disclosures on FINRA BrokerCheck. Evidently, Larry Ware worked for Avantax Advisory Services and Avantax Investment Services from September 1, 2022, to September 5, 2025; LPL Financial LLC from January 12, 2012, to September 2, 2022; […]

Investors have reportedly disputed the sales practices of securities broker Angelo Frank Anello [CRD: 2835091, Needham, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Anello has been registered with LPL Financial LLC in Needham, Massachusetts, since May 29, 2009, and as an investment adviser with the same firm since June 19, […]

Investors potentially experienced sales practice violations due to securities broker Enrique Lopez (also known as Rick Lopez) [CRD: 2209385, Mission, Texas], based on publicly available information Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lopez worked for LPL Financial LLC in McAllen, Texas, from March 13, 2008, to August 8, 2018, and has been registered with […]

Investors reportedly complained about securities broker Edward Terral Hill (also known as Ed Hill) [CRD: 6008804, West End, North Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hill joined LPL Financial LLC on March 1, 2018, as both a broker and an investment adviser at its West End, North Carolina office. […]

One or more investors possibly experienced losses because of securities broker Brian Scott Lesley [CRD: 3090243, Starkville, Mississippi], based on publicly available information on FINRA BrokerCheck. Evidently, Lesley has worked for LPL Financial LLC since March 7, 2012, working through branch locations in Starkville, West Point, Louisville, Columbus, and Winona, Mississippi. Read below to learn […]

Investors potentially experienced sales practice violations due to securities broker Michael Christopher Rudio [CRD: 6322313, Atlanta, Georgia], according to public information on FINRA BrokerCheck. Rudio has worked for Purshe Kaplan Sterling Investments since August 11, 2021, and for Phase Line Capital LLC since July 12, 2021. Previously, he worked with LPL Financial LLC from August […]