Investors might have sustained losses due to securities broker Gregory Rock Erekson [CRD: 5168632, St. Louis, Missouri], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Erekson has been associated with Edward Jones in St. Louis, Missouri, serving as a securities broker since August 31, 2006, and as a financial advisor since March […]

Investors may have suffered financial harm by securities broker Joshua Keith Rushing (also known as Josh Keith Rushing) [CRD: 6399994, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joshua Rushing worked for Cetera Advisors LLC from December 1, 2023, to June 9, 2025, and previously worked for Edward Jones from November […]

Investors potentially incurred losses because of securities broker Ryan Anthony Derks [CRD: 5751523, Lee's Summit, Missouri], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ryan Derks worked for Berthel Fisher Company Financial Services Inc. from August 22, 2019, to September 30, 2021. See the following information to discover more about disclosures […]

Investors apparently complained about securities broker Benjamin Franklin Duckett [CRD: 6143741, Carlsbad, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benjamin Duckett has worked for Morgan Stanley in Carlsbad, California, as a securities broker since January 11, 2013, and as a financial advisor since January 30, 2013. Keep reading to […]

Investors may have suffered financial harm by securities broker David Jay Betman [CRD: 1380281, West Conshohocken, Pennsylvania], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Betman has worked for Morgan Stanley since March 25, 2010, as a securities broker and since March 26, 2010, as a financial advisor. See the […]

Investors potentially experienced sales practice violations by securities broker David L. Petray [CRD: 1974569, Costa Mesa, California], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Petray has worked for Syndicated Capital Inc. as a securities broker since July 6, 2001, and as a financial advisor since January 8, 2021. See below to […]

Investors may have suffered financial harm by securities broker Tracy Lynn Helmer (also known as Tracy Lynn Poole) [CRD: 4803908, Evansville, Indiana], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Helmer has been registered with LPL Financial LLC as a securities broker since November 12, 2012, and as a financial advisor since […]

Investors apparently complained about securities broker Thaddeus Michael Eubanks [CRD: 5888014, Yuba City, California], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. FINRA BrokerCheck reflects that Eubanks was registered with Edward Jones in Yuba City, California for more than a decade before his association with the firm ended in 2026. Keep reading […]

Investors have reportedly disputed the sales practices of securities broker Michael Laine [CRD: 1244072, El Segundo, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Laine worked for LPL Financial LLC from September 8, 2009, to May 5, 2026, before registering with Purshe Kaplan Sterling Investments and PKS Advisory Services LLC on […]