Soreide Law Group is evaluating potential claims for investors who've faced losses due to Keith Matthew Kordich [CRD: 2743797, Boca Raton, Florida]. Kordich has been associated with Ameriprise Financial Services LLC since January 2019, after his time with Morgan Stanley. Notably, the FINRA BrokerCheck report on Kordich reflects several client disputes, particularly involving claims of […]

Soreide Law Group is looking into potential claims on behalf of investors who have suffered losses because of Nordo Mauro Nissi [CRD: 1666385, York, Maine]. Evidently, Nissi worked for M. S. Howells Co. and Morgan Stanley. Notably, Nissi's record is marked by multiple client complaints and a regulatory action. Below, investors will find details on […]

FINRA BrokerCheck shows that investors disputed the actions of Phillip Oxford Sherrill, also known as Phil Oxford Sherrill [CRD: 1160379, Cornelius, North Carolina]. Sherrill joined Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. in 2011. Below, investors can find more information on the disclosures related to Sherrill's activities in the securities industry. Allegations […]

Soreide Law Group is looking into potential claims on behalf of investors who incurred losses due to Henry Jihua Liu [CRD: 2428803, Melville, New York]. Evidently, Liu joined Aegis Capital Corp in March 2011 as a securities broker and financial advisor. He has faced investor accusations such as unsuitable investment recommendations. For more detailed information […]

Soreide Law Group is currently reviewing potential claims on behalf of investors who may have encountered financial setbacks due to the actions of Alan Zelig Appelbaum [CRD: 500336, Boca Raton, Florida]. Evidently, Appelbaum's employment with Aegis Capital Corp. spanned from July 8, 2015, to May 14, 2021. Investors with connections to Appelbaum are urged to […]

Soreide Law Group is currently reviewing potential claims for investors who might have experienced financial losses due to the actions of Rene Javier Castro [CRD: 2559410]. Evidently, she joined Great Point Capital LLC in Chicago, Illinois, on November 14, 2019. Previously, Rene Castro was linked with Center Street Securities Inc. in Upland, California, along with […]

Soreide Law Group is presently reviewing potential claims on behalf of investors who have suffered losses potentially attributed to Delio Eduardo Londono [CRD: 2695744, La Crescenta, California]. Evidently, he worked for SagePoint Financial Inc. from May 6, 2010, to September 16, 2020. On FINRA BrokerCheck, Londono disclosed multiple allegations outlined below. Sagepoint Financial Investor Alleged […]

Soreide Law Group is looking into potential claims for investors who have faced financial losses tied to the actions of securities broker James Mariani [CRD#: 2932631, Mineola, New York]. Mariani, previously affiliated with Aegis Capital Corp. from September 6, 2017, to September 10, 2021, and with National Securities Corporation in the same city from January […]

Soreide Law Group is investigating potential claims on behalf of investors who have incurred financial losses due to the actions of Mark Steven Elias (CRD#: 2938707, Houston, Texas). Elias, who has been registered with UBS Financial Services Inc. since January 31, 2003, is involved in investor disputes that have alleged investment-related misconduct. The focus of […]