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February 23, 2024
Vincent Virga Dealt Regulatory Sanctions, Faces Madison Avenue Client Disputes

Some investors have potentially experienced damages because of financial advisor and securities broker Vincent Anthony Virga, also known as Vincenzo Virga Jr. [CRD: 5070668, Bayonne, New Jersey], according to investor disputes disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Virga worked for Madison Avenue Securities LLC from April 28, 2009, to February 5, 2021. […]

February 22, 2024
Scott Lee Accused Of Unsuitable Advice By Moloney Securities Clients

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Scott Jason Lee [CRD: 4409541, Cold Spring, Minnesota]. Lee was previously registered with Ausdal Financial Partners Inc. from April 1, 2019, to June 22, 2021, and Moloney Securities Co. Inc. from April 5, 2016, to April 2, […]

February 22, 2024
Andrew Miles Involved In Green Vista Client’s Misrepresentation Disputes

Investors may have experienced damages due to the actions of securities broker Andrew William Miles [CRD: 5986774, Winter Park, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Miles was previously registered as a financial advisor and securities broker, with his most recent registration at Green Vista Capital LLC from July 18, […]

February 21, 2024
Leslie Kern Involved In D.H. Hill Clients’ Misrepresentation Disputes

Investors potentially experienced investment losses through securities broker Leslie Howard Kern (also known as Les H. Kern) [CRD: 1140180, Wilmington, North Carolina]. Evidently, Kern has worked with D.H. Hill Securities, LLLP in Wilmington, NC since January 4, 2016, and with D.H. Hill Advisors Inc. in Kingwood, Texas since February 10, 2016. Continue reading to discover […]

February 21, 2024
Hagin Richeson Discloses FINRA Sanctions And Client Suitability Disputes

Soreide Law Group is investigating possible investor claims on behalf of those who incurred losses through securities broker Hagin Gifford Richeson [CRD: 5380166, Clearwater, Florida]. Notably, Richeson has worked for Corinthian Partners LLC since July 4, 2016, and with Corinthian Partners Asset Management LLC since December 16, 2022. Continue reading to learn more about Richeson's […]

February 19, 2024
Charles Weldon Accused Of Negligence In Cetera Client Disputes

Soreide Law Group is investigating possible investor claims on behalf of those who incurred losses through securities broker Charles Raymond Weldon [CRD: 1030659, Boca Raton, Florida]. Evidently, Weldon has worked for Independent Financial Group LLC in Boca Raton, FL since March 30, 2022, as a securities broker, and since April 6, 2022, as a financial […]

February 18, 2024
Armando Roman Accused Of Unsuitable Recommendations By IFG Clients

Investors may have incurred losses due to the actions of Armando G. Roman [CRD: 4414526, Scottsdale, Arizona], according to customer dispute disclosures found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Roman worked for Independent Financial Group LLC from July 26, 2006, to July 1, 2021. For further details on Roman's disclosures, continue reading below. […]

February 15, 2024
Andrew Schell Linked To D.A. Davidson Clients’ Unauthorized Trading Disputes

Some investors have supposedly experienced damages because of securities broker Andrew David Schell [CRD: 6536347, Colorado Springs, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Schell worked for D.A. Davidson Co. from January 16, 2020, to March 28, 2022, and previously for Merrill Lynch Pierce Fenner Smith Incorporated from September 18, […]

February 15, 2024
Gilbert Conrad Facing Client Disputes Over Unsuitable Recommendations

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Gilbert Russell Conrad [CRD: 2746778, Lewiston, New York]. Conrad's career includes periods at Arkadios Capital from February 24, 2020, to March 14, 2022, and at Independent Financial Group LLC from October 11, 2016, to February 21, 2020. […]

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