Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the activities of securities broker David Wayne Karin (CRD#: 2486154, Westlake Village, California). Specifically, Karin has been registered with Western International Securities, Inc. since March 30, 2012. Moreover, he has been affiliated with IA Western […]

Non-Compliance With Suitability Obligations In November 2022, FINRA sanctioned Western International Securities in Case: 2020067094001. The firm agreed to pay a fine of $400,000, among other things to resolve allegations that it neglected its duties in ensuring that its recommendations regarding Non-Traded Real Estate Investment Trusts (REITs) complied with its suitability obligations. Inadequate Supervisory Procedures […]

Soreide Law Group is investigating possible investor claims against Heath Gary Goldstein (CRD: 2147679, Clarks Summit, Pennsylvania). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Western International Securities Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Goldstein […]

Investors have come forward with complaints about Hagop Jack Nalbandian (CRD: 2921246, Encino, California). Evidently, the securities broker, who worked for Western International Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Western International Securities Inc. clients allege that Nalbandian was negligent and made unsuitable recommendations. For more on these disclosures […]

Soreide Law Group is investigating possible investor claims against securities broker Fariba Zehtabian Madison [CRD#: 1178259, Los Alamitos, CA]. Zehtabian has worked for (1) Western International Securities from 2012-Present; (2) U.S. Bancorp Investments from 2006-2012; and (3) Citicorp Investment Services from 2005-2006. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Western International Securities investors […]

Soreide Law Group is investigating possible investor claims against securities broker Bradley Carl Mascho [CRD #: 2039720, Frederick, MD]. Mascho was employed from 2009-2017 by Western International Securities. From 2006-2009, he worked for Royal Alliance Associates Inc. From 1999-2006, he worked for Legg Mason Wood Walker. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that […]

Soreide Law Group is investigating possible investor claims against securities broker Megurditch Mike Patatian [CRD#: 4047060, Westlake Village, CA]. Patatian worked for (1) Supreme Alliance LLC from 2020-2021; (2) Western International Securities from 2013-2020; and (3) CUSO Financial Services LP from 2004-2013. Specifically, Financial Industry Regulatory Authority (FINRA) aims to bar Good as a securities […]

Investors have come forward with complaints about securities broker Shomir Mukherjee AKA Shomir Singh [CRD#: 4121898, Westlake Village, California]. Evidently, the securities broker, who worked for Western International Securities, discloses investor disputes on FINRA BrokerCheck. Evidently, Western International Securities clients allege unsuitable recommendations. For more on these disclosures about Mukherjee, see below. However, please note […]

Securities Broker Corey White Involved In Western International Securities Client Dispute About Supervision The Financial Industry Regulatory Authority (FINRA) contains important information regarding securities broker Corey Andrew White (CRD#: 4537015, Pasadena, California). Evidently, White was a financial advisor and securities broker with Financial West Group from 2002 to 2017. He joined Western International Securities in […]