Soreide Law Group is investigating possible investor claims against securities broker Christopher Grant Conness [CRD#: 4778193, Fort Lauderdale, FL]. Conness worked for (1) Global Wealth Management Investment Advisory Inc. from 2017-Present; (2) Madison Avenue Securities LLC from 2017-Present; (3) Global Financial Private Capital LLC from 2010-2018; and (4) G.F. Investment Services LLC from 2009-2017. Specifically, […]

Soreide Law Group is investigating possible investor claims against securities broker Brent Michael Foster [CRD#: 5054998, Carmel, IN]. Foster worked for (1) J.P. Morgan Securities LLC from 2012-2017; (2) Chase Investment Services Corp from 2009-2012; and (3) Securian Financial Services Inc. from 2009-2009. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Indie Asset Partners […]

Soreide Law Group is investigating possible investor claims against securities broker Edward Lawrence Turley, AKA Ed Turley [CRD#: 1872294, San Francisco, CA]. Turley worked for (1) J.P. Morgan Securities LLC from 2009-2021; (2) Lehman Brothers Inc. from 1995-2005; and CS First Boston Corporation from 1992-1995. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one […]

Soreide Law Group is investigating possible investor claims against securities broker Yin Yvonne Zhong AKA Yvonne Zhong [CRD#: 3203120, Los Gatos, CA]. Zhong worked for (1) NI Advisors from 2018-Present; (2) Cetera Investment Services from 2017-2018; and (3) LPL Financial LLC from 2017-2017. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one or more […]

Soreide Law Group is investigating possible investor claims against securities broker Patrick Christopher Durst [CRD #: 6328382, Centennial, CO]. Durst worked for (1) Lifemark Securities Corp from 2018-present and (2) Jackson National Life Distributers from 2014-2018. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses Lifemark investors disputed the sales practices of the securities broker. Evidently, […]

Soreide Law Group is investigating possible investor claims against securities broker Seth Barnes Stewart [CRD #: 5467292, Jeffersonville, IN]. Stewart worked for (1) Center Street Securities Inc. from 2012-2020; (2) American Equity Investment Corp from 2009 to 2012; and (3) Center Street Securities Inc. from 2009-2009. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that […]

The Financial Industry Regulatory Authority (FINRA) reports allegations of sales practice violations by securities broker Francisco Javier Valenzuela [CRD #: 2786970, Tucson, AZ]. Valenzuela worked for Morgan Stanley from 2015-2018; (2) Merrill Lynch Pierce Fenner & Smith from 2010-2015; and (3) Chase Investment Services Corp from 2005-2010. Evidently, a Morgan Stanley investor disputed Valenzuela’s sales […]

Investors have come forward with complaints about securities broker Alan Zelig Appelbaum [CRD #: 500336, Boca Raton, Florida]. Appelbaum worked for (1) Aegis Capital Corp from 2015-2021; (2) Herbert J. Sims & Co from 2002-2015; and (3) Ryan Beck & Co LLC from 2002-2002. Evidently, the securities broker discloses Aegis Capital Corp investor disputes on […]

Soreide Law Group is investigating possible investor claims against securities broker Allen H. Wilson [CRD #: 2420229, Florham Park, NJ]. Wilson worked for Wells Fargo Clearing Services Inc. from 2012-Present; (2) Stifel Nicolaus & Company from 2007-2012. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that a Wells Fargo client disputed Wilson’s sales practices. Also, […]