Soreide Law Group is investigating possible investor claims against securities broker Cass J. Jenkins [CRD#: 4304584, Fort Worth, Texas]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated. Evidently, one or more clients allege sales practice violations in these disputes, including […]

Soreide Law Group is investigating possible investor claims against securities broker John Lee [CRD#: 2950037, Fort Worth, Texas]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cambridge Investment Research. Evidently, one or more clients allege sales practice violations in these disputes. Here is a brief summary […]

Soreide Law Group is investigating possible investor claims against securities broker Rodger Sprouse [CRD#: 5483578, Lee's Summit, Montana]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Titan Securities and Evolve Securities. Evidently, one or more clients allege sales practice violations in these disputes, including unsuitable recommendations. […]

Soreide Law Group is investigating possible investor claims against securities broker Gary Allen Didonna [CRD#: 1651306, Osprey, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Prime Capital Services and Spire Securities. Evidently, one or more clients allege sales practice violations, including unsuitable recommendations. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Scott Erik Aabel AKA Scott Eric Aabel [CRD#: 1493667, Osprey, Florida]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Spire Securities. SagePoint Financial, and Investors Capital. Evidently, one or more clients allege sales practice violations […]

Investors have come forward with complaints about securities broker Shomir Mukherjee AKA Shomir Singh [CRD#: 4121898, Westlake Village, California]. Evidently, the securities broker, who worked for Western International Securities, discloses investor disputes on FINRA BrokerCheck. Evidently, Western International Securities clients allege unsuitable recommendations. For more on these disclosures about Mukherjee, see below. However, please note […]

Soreide Law Group is investigating possible investor claims against securities broker Rebecca King Wah Ng-Tsang [CRD#: 5578435, Bellevue, Washington]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services. Evidently, one or more clients allege sales practice violations in these disputes, including misrepresentations. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker David Michael Murray [CRD#: 1870050, New York, New York]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Laidlaw Company (UK) Ltd. and HD Brous Co. Evidently, one or more clients allege sales practice violations in […]

Investors have come forward with complaints about securities broker Matthew Stern Buchsbaum [CRD#: 2220565, New York, New York]. Evidently, the securities broker, who worked for UBS Financial Services, discloses investor disputes on FINRA BrokerCheck. Evidently, UBS Financial Services clients allege misrepresentations and unsuitable recommendations. For more on these disclosures about Buchsbaum, see below. However, please […]