Investors have reportedly disputed the sales practices of securities broker Richard John Donatelli (also known as Rick Donatelllli) [CRD: 1652397, Columbiana, Ohio], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Donatelli has been registered with LPL Financial LLC since November 29, 2017, and one of the disclosed client disputes states the […]

Investors potentially experienced sales practice violations by securities broker Lisa Aileen Pugel (also known as Lisa Aileen Klatt and Lisa Aileen Winski) [CRD: 2506156, Caledonia, Wisconsin], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pugel worked for Avantax Investment Services Inc. from February 3, 1995, to September 5, 2025, and Avantax […]

Investors have reportedly disputed the sales practices of securities broker Jason Scott Pitts [CRD: 2150845, Ashburn, Virginia], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jason Pitts worked for Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. from February 21, 2014, to August 1, 2024, and he has been […]

Investors potentially experienced sales practice violations by securities broker Leslie Lyn Little (also known as Leslie Lyn Gardner) [CRD: 2886719, Scottsdale, Arizona], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leslie Little has worked for J.P. Morgan Securities LLC since October 1, 2012. Investors are encouraged to continue reviewing the details […]

Investors potentially experienced sales practice violations by securities broker Anthony Allen Brinkmeier (also known as Tony Brinkmeier) [CRD: 6256237, Omaha, Nebraska], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brinkmeier was registered with Woodmen Financial Services Inc. from April 16, 2014, to August 8, 2019, and later from October 25, 2019, to October […]

Investors might have sustained losses due to securities broker Joshua Lofton Baker (also known as Joshua Baker Ford) [CRD: 5230762, Hoover, Alabama], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Baker worked for MML Investors Services LLC from June 15, 2017, to December 7, 2023, and later worked for OneAmerica Securities […]

Investors apparently complained about securities broker Kevin Winthrop Paasch [CRD: 2213833, Virginia Beach, Virginia], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Paasch has worked for MML Investors Services LLC since August 17, 2005. Investors should review the information below to learn more about disclosures involving Paasch’s conduct as a securities […]

Investors potentially incurred losses because of securities broker Rylan Chase Haecker [CRD: 7030389, San Antonio, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Rylan Haecker worked for NYLIFE Securities LLC from October 18, 2019, to May 19, 2022. Keep reading to discover more about disclosures involving this securities broker and the client […]

Investors might have sustained losses due to securities broker Eric Todd Bilitz [CRD: 2214828, Indianapolis, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Bilitz worked for Ameriprise Financial Services LLC from January 12, 2001, to July 22, 2024, and later became registered with Vanderbilt Securities LLC on August 13, […]