One or more investors apparently complained about securities broker Sharon Lynn Pensabene [CRD: 2368040, Lompoc, California], according to disclosures on FINRA BrokerCheck. Sharon Pensabene worked for NYLIFE Securities LLC from July 25, 1997 to February 1, 2024. Keep reading to learn more about the securities broker’s disclosures and what they could mean for investors. NYLIFE […]

MYONG WON PARK, is currently registered as a broker with NYLIFE SECURITIES LLC of Honolulu, Hawaii.  MYONG WON PARK has been registered with this firm since 4/14/1993.  According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MYONG WON PARK has 2 disclosures on her FINRA CRD report.  Both of the disclosures are, “Customer […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Howard Dennis Kavinsky (also known as Howard Kavinsky) [CRD#: 5881623, Chicago, Illinois]. Howard Kavinsky worked for several firms during his 13-year career in the securities industry. He worked for Hornor, Townsend & Kent, Inc. from March 2011 to March 2015, Morgan Stanley from April […]

Investors possibly experienced losses because of securities broker Cheryl Lyn Knight (also known as Cheri Knight) [CRD: 1854248, Foothill Ranch, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cheryl Knight started working at The Strategic Financial Alliance Inc. on November 12, 2003. Keep reading to learn more about the disclosures involving […]

Investors complained about securities broker Anthony George Makransky (also known as Tony Makransky) [CRD: 2103362, League City, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Anthony Makransky worked for Ameriprise Financial Services LLC from November 28, 2008, to April 11, 2023, and joined LPL Financial LLC since April 6, 2023. The […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Ronnie Lynn Cochran [CRD: 2104444, Lincoln, Nebraska], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ronnie Cochran joined NYLIFE Securities LLC in April 1999. Read below for additional information about Ronnie Cochran’s disclosures. NYLIFE Securities […]

Investors possibly experienced losses because of securities broker Michael Thomas Damon [CRD: 4501030, Medway, Massachusetts], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Michael Damon joined NYLIFE Securities LLC in 2002 and Damon Financial LLC in 2016. Continue reading to learn more about Michael Damon’s disclosures and what steps affected investors […]

FINRA issued sanctions to Malay Kumar [CRD: 2482909, Mason, Ohio], according to a regulatory action the regulator brought late last year. Notably, Kumar worked as a financial advisor and broker, with his last employment at Cambridge Investment Research Inc. in Mason, Ohio, from January 10, 2018, to December 21, 2021. Here’s more on FINRA’s sanctions […]

Investors might have sustained losses due to John Lawrence Abrams (also known as Jack Abrams) [CRD: 2795856, Boca Raton, Florida], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Abrams was previously registered as a financial advisor and securities broker, with employment at Equitable Advisors LLC in Boca Raton, FL from November […]